SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 551–600 of 5,752 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- ASSET MANAGEMENT SERVICES, INC.Registered Investment Advisers · CRD # 110803 · Approved
- ASSET RESURGENCE MAURITIUS MANAGERExempt Reporting Advisers · CRD # 306455 · ERA - Active
- ASSET RISK CONSULTANTS (UK) LIMITEDRegistered Investment Advisers · CRD # 292916 · Approved
- ASSET VALUE INVESTORS LIMITEDRegistered Investment Advisers · CRD # 137779 · Approved
- ASSETFORT ADVISORS LLCExempt Reporting Advisers · CRD # 299149 · ERA - Active
- ASTA INVESTMENT ADVISORS LTDExempt Reporting Advisers · CRD # 307746 · ERA - Active
- ASTANOR GP S.AR.L.Exempt Reporting Advisers · CRD # 331670 · ERA - Active
- ASTARIS CAPITAL MANAGEMENT LLPRegistered Investment Advisers · CRD # 160262 · Approved
- ASTARTE CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 319708 · ERA - Active
- ASTERION INDUSTRIAL PARTNERS, SGEIC, S.A.Exempt Reporting Advisers · CRD # 300067 · ERA - Active
- ASTIGNES CAPITAL ASIA PTE. LTD.Registered Investment Advisers · CRD # 152719 · Approved
- ASTORG ADVISORY SERVICESExempt Reporting Advisers · CRD # 321806 · ERA - Active
- ASTORG ASSET MANAGEMENT SARLExempt Reporting Advisers · CRD # 284635 · ERA - Active
- ASTORG PARTNERSExempt Reporting Advisers · CRD # 162141 · ERA - Active
- ASTORI VENTURES LLCExempt Reporting Advisers · CRD # 336844 · ERA - Active
- ASTORIA STRATEGIC WEALTH, INC.Registered Investment Advisers · CRD # 113510 · Approved
- ASTRA ASSET MANAGEMENT UK LIMITEDRegistered Investment Advisers · CRD # 167413 · Approved
- ASTRA VENTURES INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 306263 · Approved
- ASTRAL CAPITAL, LLCExempt Reporting Advisers · CRD # 283421 · ERA - Active
- ASTRIS ADVISORY JAPAN K.K.Registered Investment Advisers · CRD # 307365 · Approved
- ATB CAPITAL MARKETS USA INC.Registered Investment Advisers · CRD # 155053 · Approved
- ATFS ADVISERS LLCRegistered Investment Advisers · CRD # 324191 · Approved
- ATHENA INVESTMENT MANAGEMENTRegistered Investment Advisers · CRD # 106542 · Approved
- ATHOS CAPITAL LIMITEDExempt Reporting Advisers · CRD # 287804 · ERA - Active
- ATLANTIC CAPITAL STRATEGIES, INC.Registered Investment Advisers · CRD # 146725 · Approved
- ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327354 · Approved
- ATLAS CAPITAL TEAM INC.Registered Investment Advisers · CRD # 326724 · Approved
- ATLAS HEALTH CAPITAL ADVISERS LLPExempt Reporting Advisers · CRD # 342612 · ERA - Active
- ATLAS INFRASTRUCTURE PARTNERS (UK) LTDRegistered Investment Advisers · CRD # 288560 · Approved
- ATLAS SQUARE PARTNERS (HK) LIMITEDRegistered Investment Advisers · CRD # 328980 · Approved
- ATLASINVEST HOLDING BVBAExempt Reporting Advisers · CRD # 168724 · ERA - Active
- ATMA ADVISORS LTD.Exempt Reporting Advisers · CRD # 325478 · ERA - Active
- ATMOSPHERE CAPITAL GESTAO DE RECURSOS LTDAExempt Reporting Advisers · CRD # 331266 · ERA - Active
- ATOMICO (UK) PARTNERS LLPExempt Reporting Advisers · CRD # 301113 · ERA - Active
- ATOMICO MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 165691 · ERA - Active
- ATOMVEST LIMITEDExempt Reporting Advisers · CRD # 285155 · ERA - Active
- ATON ADVISORS, LLCRegistered Investment Advisers · CRD # 154036 · Approved
- ATRIUM CONSULTING LLCExempt Reporting Advisers · CRD # 342930 · ERA - Active
- ATRUM MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 333181 · ERA - Active
- ATRUM ONE LIMITEDExempt Reporting Advisers · CRD # 324755 · ERA - Active
- ATTESTOR LIMITEDExempt Reporting Advisers · CRD # 162623 · ERA - Active
- ATTUNE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 342568 · 120-Day Approval
- ATTUNGA CAPITAL PTY LTDExempt Reporting Advisers · CRD # 326266 · ERA - Active
- ATWOOD FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 288941 · Approved
- ATYANT CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 165518 · Approved
- AUBREY CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 285802 · Approved
- AUDEO ADVISORS LLCExempt Reporting Advisers · CRD # 339549 · ERA - Active
- AUGC PARTNERS LLCExempt Reporting Advisers · CRD # 289424 · ERA - Active
- AUGUST EQUITY LLPExempt Reporting Advisers · CRD # 163018 · ERA - Active
- AULIS CAPITAL GP I, LPExempt Reporting Advisers · CRD # 341185 · ERA - Active