SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 501–550 of 5,752 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- ARNIE ADVISORS LLCRegistered Investment Advisers · CRD # 307049 · Approved
- AROHI ASSET MANAGEMENT PTE LTD.Registered Investment Advisers · CRD # 160798 · Approved
- ARQOS CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 340446 · ERA - Active
- ARROW CAPITAL PTY LTDRegistered Investment Advisers · CRD # 317731 · Approved
- ARROW WEALTH ADVISORY LLCRegistered Investment Advisers · CRD # 296890 · Approved
- ARROWGRASS CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 154329 · ERA - Active
- ARROWPOINT INVESTMENT PARTNERS (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 331922 · ERA - Active
- ARROWPOINT INVESTMENT PARTNERS (SINGAPORE) PTE. LTD.Exempt Reporting Advisers · CRD # 331921 · ERA - Active
- ARTEMIS ADVISORY PARTNERS LTDExempt Reporting Advisers · CRD # 332556 · ERA - Active
- ARTEMIS GROWTH PARTNERS, LLCExempt Reporting Advisers · CRD # 307251 · ERA - Active
- ARTHAM PARTNERS LLPExempt Reporting Advisers · CRD # 338667 · ERA - Active
- ARTHEDGE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 151181 · Approved
- ARTHSCIENCE CAPITAL MANAGEMENT PRIVATE LIMITEDRegistered Investment Advisers · CRD # 338159 · Approved
- ARTIENCE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150762 · Approved
- ARTISAN PARTNERS UK LLPRegistered Investment Advisers · CRD # 152711 · Approved
- ARTNEY LIMITEDExempt Reporting Advisers · CRD # 316542 · ERA - Active
- ARYA VENTURES VC, LLCExempt Reporting Advisers · CRD # 339185 · ERA - Active
- AS AVARON ASSET MANAGEMENTRegistered Investment Advisers · CRD # 282350 · Approved
- AS PLURAL ESTONIAExempt Reporting Advisers · CRD # 339695 · ERA - Active
- AS TRIGON ASSET MANAGEMENTRegistered Investment Advisers · CRD # 286092 · Approved
- ASCENDENT CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 162710 · ERA - Active
- ASCENT CAPITAL ADVISORS INDIA PRIVATE LIMITEDExempt Reporting Advisers · CRD # 161583 · ERA - Active
- ASCENT FUNDS MANAGEMENT LLCExempt Reporting Advisers · CRD # 327567 · ERA - Active
- ASCENT VENTURE MANAGEMENT, INCExempt Reporting Advisers · CRD # 162108 · ERA - Active
- ASCENTA CAPITAL MANAGEMENT CO., L.P.Exempt Reporting Advisers · CRD # 327650 · ERA - Active
- ASCERTIS CAPITAL PTE. LIMITEDExempt Reporting Advisers · CRD # 333880 · ERA - Active
- ASESORDEINVERSIONES.COM LTDRegistered Investment Advisers · CRD # 331588 · Approved
- ASGARD ASSET MANAGEMENT A/SExempt Reporting Advisers · CRD # 324667 · ERA - Active
- ASHCROFT PARTNERS LLCExempt Reporting Advisers · CRD # 333962 · ERA - Active
- ASHGROVE CAPITAL LLPExempt Reporting Advisers · CRD # 318191 · ERA - Active
- ASHGROVE CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 318192 · ERA - Active
- ASHGROVE SPECIALTY LENDING FUND I (GP) S.A.R.L.Exempt Reporting Advisers · CRD # 318194 · ERA - Active
- ASHMORE INVESTMENT ADVISORS LIMITEDRegistered Investment Advisers · CRD # 170303 · Approved
- ASHMORE INVESTMENT MANAGEMENT LTDRegistered Investment Advisers · CRD # 112551 · Approved
- ASHOKA WHITEOAK CAPITAL PTE. LTD.Registered Investment Advisers · CRD # 299712 · Approved
- ASHWOOD CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 309566 · ERA - Active
- ASIA DEBT MANAGEMENT HONG KONG LIMITEDExempt Reporting Advisers · CRD # 162215 · ERA - Active
- ASIA FRONTIER INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 307143 · ERA - Active
- ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 32338 · Approved
- ASIA PARTNERS FUND MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 305065 · ERA - Active
- ASIA RESEARCH & CAPITAL MANAGEMENT (DIFC) LIMITEDExempt Reporting Advisers · CRD # 327838 · ERA - Active
- ASK CAPITAL MANAGEMENT PTE LTD.Exempt Reporting Advisers · CRD # 337493 · ERA - Active
- ASPECT CAPITAL LIMITEDRegistered Investment Advisers · CRD # 127600 · Approved
- ASPER INVESTMENT MANAGEMENT LTDExempt Reporting Advisers · CRD # 293173 · ERA - Active
- ASPEX MANAGEMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 300189 · ERA - Active
- ASPIRANT GROUP INC.Exempt Reporting Advisers · CRD # 305426 · ERA - Active
- ASPIRE GROWTH PARTNERS LLCRegistered Investment Advisers · CRD # 312063 · Approved
- ASPIRITY PARTNERS LLPExempt Reporting Advisers · CRD # 338106 · ERA - Active
- ASPOON CAPITAL LIMITEDExempt Reporting Advisers · CRD # 313470 · ERA - Active
- ASSET MANAGEMENT ONE CO., LTD.Registered Investment Advisers · CRD # 110843 · Approved