Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MONROE CAPITAL MANAGEMENT ADVISORS LLCRegistered Investment Advisers · CRD # 157073 · IL · Approved
- MONROE CAPITAL REAL ESTATE CREDIT ADVISORS, LLCRegistered Investment Advisers · CRD # 336266 · IL · Approved
- MORNINGSTAR INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 108031 · IL · Approved
- MOSAIC FI LLCRegistered Investment Advisers · CRD # 169670 · IL · Approved
- MOTIVATE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 314339 · IL · ERA - Active
- MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118366 · IL · Approved
- MPI WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 301011 · IL · Approved
- MPS-LORIA FINANCIAL PLANNERS,LLCRegistered Investment Advisers · CRD # 122866 · IL · Approved
- MULLER & MONROE ASSET MANAGEMENT,LLCRegistered Investment Advisers · CRD # 132073 · IL · Approved
- MWA FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 112630 · IL · Approved
- MWS CAPITAL CONSULTANTS LLCRegistered Investment Advisers · CRD # 125061 · IL · Approved
- NADLER FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 122617 · IL · Approved
- NEUBERGER BERMAN LOAN ADVISERS EUROPE II LPRegistered Investment Advisers · CRD # 337854 · IL · Approved
- NEUBERGER BERMAN LOAN ADVISERS II LLCRegistered Investment Advisers · CRD # 306601 · IL · Approved
- NEUBERGER BERMAN LOAN ADVISERS IV LLCRegistered Investment Advisers · CRD # 324282 · IL · Approved
- NEUBERGER BERMAN LOAN ADVISERS LLCRegistered Investment Advisers · CRD # 285579 · IL · Approved
- NEW ENGLAND RESEARCH & MANAGEMENT, INC.Registered Investment Advisers · CRD # 110739 · IL · Approved
- NEW HARBOR CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 283319 · IL · Approved
- NEW STACK, LLCExempt Reporting Advisers · CRD # 317702 · IL · ERA - Active
- NEW VERNON INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 160247 · IL · Approved
- NEW VERNON WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 164775 · IL · Approved
- NEWPORT INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153918 · IL · Approved
- NEXTGEN GROWTH PARTNERS, LLCRegistered Investment Advisers · CRD # 285024 · IL · Approved
- NINE TEN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 171420 · IL · Approved
- NORTH BRANCH CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 307344 · IL · Approved
- NORTH SHORE INVESTMENT CONSULTING LLCRegistered Investment Advisers · CRD # 131763 · IL · Approved
- NORTH SHORE PRIVATE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130132 · IL · Approved
- NORTH SQUARE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 294355 · IL · Approved
- NORTH STAR INVESTMENT MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 117681 · IL · Approved
- NORTHERN TRUST INVESTMENTS, INCORPORATEDRegistered Investment Advisers · CRD # 105780 · IL · Approved
- NORTHERN TRUST SECURITIES, INC.Registered Investment Advisers · CRD # 7927 · IL · Approved
- NUVEEN ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155584 · IL · Approved
- NUVEEN FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 104626 · IL · Approved
- NXT CAPITAL INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 160569 · IL · Approved
- O'CONNOR FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 168636 · IL · Approved
- OAK FAMILY ADVISORS, LLCRegistered Investment Advisers · CRD # 141332 · IL · Approved
- OAK RIDGE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 107066 · IL · Approved
- OAK WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 148832 · IL · Approved
- OASIS INVESTMENT STRATEGIES LLCRegistered Investment Advisers · CRD # 152957 · IL · Approved
- OBERWEIS ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 105471 · IL · Approved
- OCA VENTURES, LLCRegistered Investment Advisers · CRD # 161160 · IL · Approved
- OCM PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 332302 · IL · Approved
- OFS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153533 · IL · Approved
- OFS CLO MANAGEMENT II, LLCRegistered Investment Advisers · CRD # 323411 · IL · Approved
- OFS CLO MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288373 · IL · Approved
- OLD MISSION ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 343283 · IL · 120-Day Approval
- OMX VENTURES, LLCExempt Reporting Advisers · CRD # 313397 · IL · ERA - Active
- OPUS FINANCIAL SOLUTIONS LLCRegistered Investment Advisers · CRD # 282311 · IL · Approved
- ORBITAL VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 307080 · IL · ERA - Active
- ORCHARD CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 269957 · IL · Approved