SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 451–500 of 5,752 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- ARCADIA GAMING ADVISORS LLPExempt Reporting Advisers · CRD # 338747 · ERA - Active
- ARCADIUS CAPITAL PARTNERS INC.Registered Investment Advisers · CRD # 173645 · Approved
- ARCANO CAPITAL ADVISORS, S.L.Exempt Reporting Advisers · CRD # 162998 · ERA - Active
- ARCH CAPITAL MANAGEMENT CO. LIMITEDExempt Reporting Advisers · CRD # 160945 · ERA - Active
- ARCHER CAPITAL GROWTH FUNDS PTY LTDExempt Reporting Advisers · CRD # 162932 · ERA - Active
- ARCHER CAPITAL PTY LTDExempt Reporting Advisers · CRD # 162989 · ERA - Active
- ARCHER INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146852 · Approved
- ARCHIMED SASExempt Reporting Advisers · CRD # 290024 · ERA - Active
- ARCHIMEDE VENTURE CAPITAL, LLCExempt Reporting Advisers · CRD # 343313 · ERA - Active
- ARCHIV CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 342658 · 120-Day Approval
- ARCHON PARTNERS LLCRegistered Investment Advisers · CRD # 155756 · Approved
- ARCHWAY PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 288578 · Approved
- ARCIS CAPITAL LIMITEDExempt Reporting Advisers · CRD # 169665 · ERA - Active
- ARCMONT ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 306949 · ERA - Active
- ARCTERN GLOBAL INC.Exempt Reporting Advisers · CRD # 323007 · ERA - Active
- ARCTOS CAPITAL PARTNERS AGRegistered Investment Advisers · CRD # 342745 · Approved
- ARCUS EUROPEAN INVESTMENT MANAGER LLPExempt Reporting Advisers · CRD # 328589 · ERA - Active
- ARCUS INVESTMENT LIMITEDExempt Reporting Advisers · CRD # 162196 · ERA - Active
- ARCUS SOUTH EAST ASIA SDN. BHD.Exempt Reporting Advisers · CRD # 320764 · ERA - Active
- ARDABELLE CAPITALExempt Reporting Advisers · CRD # 340687 · ERA - Active
- ARDEA INVESTMENT MANAGEMENT PTY LIMITEDRegistered Investment Advisers · CRD # 312601 · Approved
- ARDENWOOD ADVISORS, LLCRegistered Investment Advisers · CRD # 337412 · Approved
- ARDIAN FRANCEExempt Reporting Advisers · CRD # 161887 · ERA - Active
- ARDIAN INVESTMENT UK LIMITEDExempt Reporting Advisers · CRD # 161225 · ERA - Active
- AREIM ABExempt Reporting Advisers · CRD # 335284 · ERA - Active
- ARES SYSTEMATIC CREDIT LIMITEDRegistered Investment Advisers · CRD # 307090 · Approved
- ARETE WEALTH STRATEGISTS, LLCRegistered Investment Advisers · CRD # 167297 · Approved
- ARGO CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 306153 · ERA - Active
- ARGO MANAGEMENT AND RESEARCH COMPANY, LLCRegistered Investment Advisers · CRD # 339043 · Approved
- ARGOS WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 144481 · Approved
- ARGOS WITYU PARTNERS SAExempt Reporting Advisers · CRD # 160522 · ERA - Active
- ARGUS EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 306518 · Approved
- ARGYLE CAPITAL PARTNERS PTY LTDExempt Reporting Advisers · CRD # 318831 · ERA - Active
- ARGYLE STREET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 158069 · ERA - Active
- ARIA PRIVATE CLIENTS LIMITEDExempt Reporting Advisers · CRD # 338467 · ERA - Active
- ARIAKE CAPITAL INC.Exempt Reporting Advisers · CRD # 343920 · ERA - Active
- ARINI CAPITAL MANAGEMENT (ME) LIMITEDExempt Reporting Advisers · CRD # 339289 · ERA - Active
- ARINI CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 331241 · Approved
- ARIOSE CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 283578 · ERA - Active
- ARISAIG PARTNERS (ASIA) PTE LTDExempt Reporting Advisers · CRD # 162362 · ERA - Active
- ARK IMPACT ASSET MANAGEMENT INC.Exempt Reporting Advisers · CRD # 343096 · ERA - Active
- ARKA CAPITAL A.M. LTDRegistered Investment Advisers · CRD # 339997 · Approved
- ARKENSTONE LLPExempt Reporting Advisers · CRD # 307061 · ERA - Active
- ARKKAN CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 170968 · ERA - Active
- ARLEN HOUSE MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 338784 · ERA - Active
- ARM FINANCIAL LLCRegistered Investment Advisers · CRD # 144340 · Approved
- ARMADA CAPITAL LLCRegistered Investment Advisers · CRD # 307382 · Approved
- ARMATUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284800 · Approved
- ARMEN SASExempt Reporting Advisers · CRD # 327264 · ERA - Active
- ARMIRA BETEILIGUNGEN GMBH & CO., KGExempt Reporting Advisers · CRD # 331451 · ERA - Active