Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- WALL STREET ACCESSActive Broker-Dealers · SEC file No. 00825936 · NY
- WALTER GREENBLATT & ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00866211 · NY
- WATSON MANAGEMENT ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00867127 · NY
- WEBULL FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869978 · NY
- WEDBUSH & CO., LLCActive Broker-Dealers · SEC file No. 00871158 · NY
- WELLFLEET INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00836769 · NY
- WELLINGTON SHIELDS & CO., LLCActive Broker-Dealers · SEC file No. 00868098 · NY
- WELLS FARGO PRIME SERVICES, LLCActive Broker-Dealers · SEC file No. 00866677 · NY
- WEMATCH.LIVE LLCActive Broker-Dealers · SEC file No. 00871007 · NY
- WESTCHESTER CAPITAL PLANNING, INC.Active Broker-Dealers · SEC file No. 00851213 · NY
- WESTCO INVESTMENT CORP.Active Broker-Dealers · SEC file No. 00838452 · NY
- WESTMINSTER RESEARCH ASSOCIATES LLCActive Broker-Dealers · SEC file No. 00828900 · NY
- WESTPAC CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869113 · NY
- WESTROCK CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00850450 · NY
- WESTWOOD CAPITAL, LLCActive Broker-Dealers · SEC file No. 00848745 · NY
- WILLIAM HOOD & Co LLC.Active Broker-Dealers · SEC file No. 00870124 · NY
- WILLIS TOWERS WATSON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870858 · NY
- WILLOW WEALTH MARKETS LLCActive Broker-Dealers · SEC file No. 00869506 · NY
- WILMINGTON CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867149 · NY
- WINTERFLOOD SECURITIES US CORPORATIONActive Broker-Dealers · SEC file No. 00870259 · NY
- WINTERMUTE USA LLCActive Broker-Dealers · SEC file No. 00871401 · NY
- WINTOUR & COMPANY, INC.Active Broker-Dealers · SEC file No. 00868719 · NY
- WISDOMTREE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870847 · NY
- WISE US ASSETS INCActive Broker-Dealers · SEC file No. 00871239 · NY
- WOLFPACK BROKERAGE SERVICESActive Broker-Dealers · SEC file No. 00871387 · NY
- WOMBAT CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869059 · NY
- WR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868406 · NY
- WYSER-PRATTE & CO., INC.Active Broker-Dealers · SEC file No. 00843418 · NY