Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- VALIDATE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00866717 · NY
- VALLEY FINANCIAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00852993 · NY
- VAN ECK SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00804618 · NY
- VAN LANSCHOT KEMPEN (USA) INC.Active Broker-Dealers · SEC file No. 00848389 · NY
- VANDERBILT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00816712 · NY
- VAXA PARTNERS LLCActive Broker-Dealers · SEC file No. 00871326 · NY
- VCS VENTURE SECURITIESActive Broker-Dealers · SEC file No. 00866069 · NY
- VELOCITY CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869479 · NY
- VERITAS CAPITAL SECURITIES L.L.C.Active Broker-Dealers · SEC file No. 00871002 · NY
- VESTWELL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871272 · NY
- VICENTE & PARTNERS LLCActive Broker-Dealers · SEC file No. 00870392 · NY
- VIENNA CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870631 · NY
- VIEW PARTNERS CAPITAL LLCActive Broker-Dealers · SEC file No. 00867828 · NY
- VIRTU ALTERNET SECURITIES LLCActive Broker-Dealers · SEC file No. 00851939 · NY
- VIRTU AMERICAS LLCActive Broker-Dealers · SEC file No. 00868193 · NY
- VISIONS ANALYSIS LLCActive Broker-Dealers · SEC file No. 00869898 · NY
- VISTA EQUITY PARTNERS CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871280 · NY
- VNTR SECURITIES LLCActive Broker-Dealers · SEC file No. 00869768 · NY
- VONTOBEL SECURITIES LTD.Active Broker-Dealers · SEC file No. 00838977 · NY