Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- SALIENT CAPITAL L.P.Active Broker-Dealers · SEC file No. 00867938 · TX
- SAMCO CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00867023 · TX
- SANDERS MORRIS LLCActive Broker-Dealers · SEC file No. 00838325 · TX
- SCALEVIEW SECURITIES LLCActive Broker-Dealers · SEC file No. 00870880 · TX
- SCOTT T. TAYLOR, LTD.Active Broker-Dealers · SEC file No. 00867009 · TX
- SEALY INVESTMENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870340 · TX
- SELECT CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00867772 · TX
- SENDERO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867834 · TX
- SHARE FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00816207 · TX
- SIGNAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832948 · TX
- SMH CAPITAL INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00840904 · TX
- SMITH CAPITAL MARKETS, LLC.Active Broker-Dealers · SEC file No. 00865408 · TX
- SORSBY FINANCIAL CORP.Active Broker-Dealers · SEC file No. 00848718 · TX
- SP SECURITIES LLCActive Broker-Dealers · SEC file No. 00866360 · TX
- STATESMAN CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00867454 · TX
- STERLING SMITH CORPORATIONActive Broker-Dealers · SEC file No. 00848058 · TX
- STONECREST CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00848754 · TX
- STONEGATE CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00817359 · TX
- SUNBELT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849748 · TX
- SWBC INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00866764 · TX