Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- SAF FINANCIAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00869820 · CT
- SAMI BROKERAGE LLCActive Broker-Dealers · SEC file No. 00836472 · CT
- SAYBRUS EQUITY SERVICES, LLCActive Broker-Dealers · SEC file No. 00868521 · CT
- SEARLE & CO.Active Broker-Dealers · SEC file No. 00828600 · CT
- SHEARMAN, RALSTON INC.Active Broker-Dealers · SEC file No. 00821190 · CT
- SIGNUM GROWTH CAPITAL LLCActive Broker-Dealers · SEC file No. 00870297 · CT
- SKYWORKS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866190 · CT
- SPC CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870350 · CT
- STARWOOD CAPITAL, L.L.C.Active Broker-Dealers · SEC file No. 00867788 · CT
- STONE KEY SECURITIES LLCActive Broker-Dealers · SEC file No. 00868440 · CT
- STRONG CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870746 · CT
- STUYVESANT SQUARE ADVISORS, INC.Active Broker-Dealers · SEC file No. 00868035 · CT