Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- R. F. LAFFERTY & CO., INC.Active Broker-Dealers · SEC file No. 00825581 · NY
- R.M.N. SECURITIES, INC.Active Broker-Dealers · SEC file No. 00838211 · NY
- RABO SECURITIES USA, INC.Active Broker-Dealers · SEC file No. 00865525 · NY
- RAINBRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00871373 · NY
- RAINE SECURITIES LLCActive Broker-Dealers · SEC file No. 00867121 · NY
- RANGE INVESTING, LLCActive Broker-Dealers · SEC file No. 00871376 · NY
- RAPHAEL ARYEHActive Broker-Dealers · SEC file No. 00835565 · NY
- RB INTERNATIONAL MARKETS (USA) LLCActive Broker-Dealers · SEC file No. 00868761 · NY
- RBC CMA LTDActive Broker-Dealers · SEC file No. 00865401 · NY
- REACTIVE MARKETS TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00871429 · NY
- REDBIRD BD, LLCActive Broker-Dealers · SEC file No. 00870125 · NY
- REDE PARTNERS (AMERICAS) LLCActive Broker-Dealers · SEC file No. 00870269 · NY
- REDI GLOBAL TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00849673 · NY
- REMSENBURG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870964 · NY
- RENAISSANCE INSTITUTIONAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00866971 · NY
- RENCAP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848011 · NY
- REPUBLIC CAPITAL GROUP HOLDINGS LLCActive Broker-Dealers · SEC file No. 00871334 · NY
- REVA CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00852985 · NY
- REVERE MERCHANT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869486 · NY
- REVERE SECURITIES LLCActive Broker-Dealers · SEC file No. 00830511 · NY
- REVOLUT SECURITIES INC.Active Broker-Dealers · SEC file No. 00870365 · NY
- RHODA AND CO LLCActive Broker-Dealers · SEC file No. 00870482 · NY
- RHONE GROUP ADVISORS LLCActive Broker-Dealers · SEC file No. 00853003 · NY
- RICE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00839085 · NY
- RICHARD JAMES & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00869352 · NY
- RISEVEST FINANCIAL SECURITIES LIMITEDActive Broker-Dealers · SEC file No. 00868336 · NY
- RMB SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00870765 · NY
- RNR SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00850366 · NY
- ROBERTS & RYAN, INC.Active Broker-Dealers · SEC file No. 00837469 · NY
- ROBOTTI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00828886 · NY
- ROC GLOBAL LLCActive Broker-Dealers · SEC file No. 00868605 · NY
- ROCKEFELLER FINANCIAL LLCActive Broker-Dealers · SEC file No. 00870054 · NY
- RODMAN & RENSHAW, LLCActive Broker-Dealers · SEC file No. 00869671 · NY
- RONDOUT PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870190 · NY
- ROOSEVELT & CROSS, INCORPORATEDActive Broker-Dealers · SEC file No. 00819363 · NY
- ROSE & CO. CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869298 · NY
- ROSENBLATT SECURITIES INC.Active Broker-Dealers · SEC file No. 00824255 · NY
- ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00867320 · NY
- ROTHSCHILD & CO US INC.Active Broker-Dealers · SEC file No. 00813852 · NY
- ROYCE FUND SERVICES, LLCActive Broker-Dealers · SEC file No. 00828663 · NY
- RPP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870761 · NY
- RQD* CLEARING, LLCActive Broker-Dealers · SEC file No. 00866826 · NY
- RUFFER LLCActive Broker-Dealers · SEC file No. 00870952 · NY
- RYAN TAX CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871024 · NY