SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 52 matching (names starting with P)Source: SEC Company Information About Active Broker-Dealers
- PACIFIC ALLIANCE ASSOCIATES LLCActive Broker-Dealers · SEC file No. 00868088 · NY
- PACIFIC CENTURY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866487 · NY
- PALAZZO SECURITIES LLCActive Broker-Dealers · SEC file No. 00868792 · NY
- PALICO LLCActive Broker-Dealers · SEC file No. 00832983 · NY
- PALMER CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869847 · NY
- PANMURE LIBERUM INCActive Broker-Dealers · SEC file No. 00867976 · NY
- PANTHEON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869844 · NY
- PAPAMARKOU WELLNER & CO., INC.Active Broker-Dealers · SEC file No. 00829033 · NY
- PARAMAX SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867902 · NY
- PARETO SECURITIES INC.Active Broker-Dealers · SEC file No. 00850796 · NY
- PARK AVENUE SECURITIES LLCActive Broker-Dealers · SEC file No. 00851324 · NY
- PARK MADISON PARTNERS LLCActive Broker-Dealers · SEC file No. 00867270 · NY
- PARX TRADING, LLCActive Broker-Dealers · SEC file No. 00871199 · NY
- PATIENT SQUARE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871414 · NY
- PAVE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871031 · NY
- PAYCHEX SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00848942 · NY
- PCA CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866614 · NY
- PENSION FUND EVALUATIONS, INC.Active Broker-Dealers · SEC file No. 00825520 · NY
- PERCENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870732 · NY
- PERELLA WEINBERG PARTNERS LPActive Broker-Dealers · SEC file No. 00867167 · NY
- PERITUS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870590 · NY
- PHARUS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867948 · NY
- PHX FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00867653 · NY
- PICKWICK CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866373 · NY
- PIMCO INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00868686 · NY
- PINEBRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00816586 · NY
- PINNACLE INVESTMENTS, LLC (SUCCESSOR)Active Broker-Dealers · SEC file No. 00867515 · NY
- PJT PARTNERS LPActive Broker-Dealers · SEC file No. 00869442 · NY
- PKS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00852094 · NY
- PLANNED FINANCIAL PROGRAMS, INC.Active Broker-Dealers · SEC file No. 00805727 · NY
- PLURIS CAPITAL GROUP, INC.Active Broker-Dealers · SEC file No. 00845179 · NY
- PORTUM CAPITAL LLCActive Broker-Dealers · SEC file No. 00870281 · NY
- PRE-IPO STREET INC.Active Broker-Dealers · SEC file No. 00869539 · NY
- PRETIUM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871017 · NY
- PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLCActive Broker-Dealers · SEC file No. 00849443 · NY
- PRIME DECISION CONSULTING LLCActive Broker-Dealers · SEC file No. 00870042 · NY
- PRIME EXECUTIONS, INC.Active Broker-Dealers · SEC file No. 00843985 · NY
- PRIME NUMBER CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870118 · NY
- PRISM FINANCIAL PRODUCTS LPActive Broker-Dealers · SEC file No. 00870465 · NY
- PRIVATE BROKERS, LLCActive Broker-Dealers · SEC file No. 00869181 · NY
- PROFINANCIAL, INC.Active Broker-Dealers · SEC file No. 00832026 · NY
- PROFOR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866974 · NY
- PROMETHEUM CAPITAL LLCActive Broker-Dealers · SEC file No. 00870739 · NY
- PROMETHEUM EMBER ATS INC.Active Broker-Dealers · SEC file No. 00870624 · NY
- PROOF SERVICES LLCActive Broker-Dealers · SEC file No. 00870450 · NY
- PROVABLE MARKETS LLCActive Broker-Dealers · SEC file No. 00870667 · NY
- PUMA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867849 · NY
- PUNDION LLCActive Broker-Dealers · SEC file No. 00868784 · NY
- PURESTREAM, LLCActive Broker-Dealers · SEC file No. 00870472 · NY
- PURSHE KAPLAN STERLING INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00846844 · NY