Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- P & M CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00866239 · IL
- PAS CAPITAL , LLCActive Broker-Dealers · SEC file No. 00849463 · IL
- PEAK6 CAPITAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00850422 · IL
- PEAKSTONE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868835 · IL
- PERFORMANCE TRUST CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00847035 · IL
- PHILLIP CAPITAL INC.Active Broker-Dealers · SEC file No. 00869558 · IL
- PMA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00844905 · IL
- PRAIRIE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868889 · IL
- PRIME CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870570 · IL
- PROSPERUM SECURITIES LLC DBA AVANT-GARDE TRADING SECURITIESActive Broker-Dealers · SEC file No. 00870068 · IL
- PTI SECURITIES & FUTURES L.P.Active Broker-Dealers · SEC file No. 00844412 · IL