Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PACIFIC FINANCIAL ASSOCIATES NV, INC.Active Broker-Dealers · SEC file No. 00840712 · FL
- PALAFOX TRADING LLCActive Broker-Dealers · SEC file No. 00866420 · FL
- PALMETTO ADVISORY GROUP, LLCActive Broker-Dealers · SEC file No. 00868240 · FL
- PANTHERS CAPITAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00871353 · FL
- PAR5 CAPITAL & CO LLCActive Broker-Dealers · SEC file No. 00866850 · FL
- PCE INVESTMENT BANKERS, INC.Active Broker-Dealers · SEC file No. 00851030 · FL
- PEAK BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00868829 · FL
- PEI GLOBAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870159 · FL
- PERIGEE SECURITIES LPActive Broker-Dealers · SEC file No. 00865574 · FL
- PERKINS FUND MARKETING, L.L.C.Active Broker-Dealers · SEC file No. 00851126 · FL
- PHCP, LLCActive Broker-Dealers · SEC file No. 00870289 · FL
- PLANNER SECURITIES LLCActive Broker-Dealers · SEC file No. 00847498 · FL
- PLP CAPITAL, LLCActive Broker-Dealers · SEC file No. 00848460 · FL
- PLURAL BROKERAGE LLCActive Broker-Dealers · SEC file No. 00870728 · FL
- POD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871381 · FL
- PORTFOLIO RESOURCES GROUP, INC.Active Broker-Dealers · SEC file No. 00845380 · FL
- POTOMAC INVESTMENT COMPANYActive Broker-Dealers · SEC file No. 00830830 · FL
- PREVAIL CAPITAL LLCActive Broker-Dealers · SEC file No. 00867378 · FL
- PRIMUS FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870491 · FL
- PRIVAL SECURITIES USA, INC.Active Broker-Dealers · SEC file No. 00871396 · FL
- PROMETHEUS FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870691 · FL
- PROPEL ADVISORY GROUP, INC.Active Broker-Dealers · SEC file No. 00869124 · FL
- PROSPECTA EQUITY PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871214 · FL
- PUENTE SERVICIOS FINANCIEROS LLCActive Broker-Dealers · SEC file No. 00870412 · FL
- PWA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870938 · FL