Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- N. B. ZOULLAS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844285 · NY
- N.A. INVESTCORP LLCActive Broker-Dealers · SEC file No. 00866812 · NY
- NABSECURITIES, LLCActive Broker-Dealers · SEC file No. 00851785 · NY
- NANTX GLOBAL CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867928 · NY
- NASDAQ CAPITAL MARKETS ADVISORY LLCActive Broker-Dealers · SEC file No. 00852750 · NY
- NASSAU STREET SECURITIES LLCActive Broker-Dealers · SEC file No. 00871448 · NY
- NATIONAL BANK OF CANADA FINANCIAL INC.Active Broker-Dealers · SEC file No. 00839947 · NY
- NATIXIS SECURITIES AMERICAS LLCActive Broker-Dealers · SEC file No. 00800719 · NY
- NCMG LLCActive Broker-Dealers · SEC file No. 00870824 · NY
- NEEDHAM & COMPANY, LLCActive Broker-Dealers · SEC file No. 00833772 · NY
- NEUBERGER BERMAN BD LLCActive Broker-Dealers · SEC file No. 00801068 · NY
- NEWMARK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870554 · NY
- NEWOAK CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00852532 · NY
- NFSTX, LLCActive Broker-Dealers · SEC file No. 00869512 · NY
- NGC FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00867699 · NY
- NH INVESTMENT & SECURITIES AMERICA, INC.Active Broker-Dealers · SEC file No. 00845081 · NY
- NINTH ETERNITY SECURITIES LLCActive Broker-Dealers · SEC file No. 00870514 · NY
- NOMURA GLOBAL FINANCIAL PRODUCTS INC.Active Broker-Dealers · SEC file No. 00869208 · NY
- NOMURA SECURITIES INTERNATIONAL, INC.Active Broker-Dealers · SEC file No. 00815255 · NY
- NORDEA SECURITIES LLCActive Broker-Dealers · SEC file No. 00870077 · NY
- NORTHERN EDGE CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00868386 · NY
- NPM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869312 · NY
- NUVAMA FINANCIAL SERVICES INC.Active Broker-Dealers · SEC file No. 00869508 · NY
- NVSTR FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869642 · NY
- NYLIFE SECURITIES LLCActive Broker-Dealers · SEC file No. 00815517 · NY