Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- K2 CAPITAL ASSET MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00871154 · NY
- KAHN BROTHERS LLCActive Broker-Dealers · SEC file No. 00823135 · NY
- KATALYST SECURITIES LLCActive Broker-Dealers · SEC file No. 00853260 · NY
- KBD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852591 · NY
- KBFG SECURITIES AMERICA INC.Active Broker-Dealers · SEC file No. 00848651 · NY
- KEEFE, BRUYETTE & WOODS, INC.Active Broker-Dealers · SEC file No. 00810888 · NY
- KENMAR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869482 · NY
- KENNEDY LEWIS CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00871025 · NY
- KENSINGTON CAPITAL CORP.Active Broker-Dealers · SEC file No. 00828301 · NY
- KEPLER CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00867194 · NY
- KIDRON CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00868192 · NY
- KIMELMAN & BAIRD, LLCActive Broker-Dealers · SEC file No. 00813028 · NY
- KINETICS FUNDS DISTRIBUTOR LLCActive Broker-Dealers · SEC file No. 00813923 · NY
- KINGSROCK SECURITIES LLCActive Broker-Dealers · SEC file No. 00871064 · NY
- KINGSWOOD CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00869967 · NY
- KIWOOM SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00845648 · NY
- KKR CAPITAL MARKETS II LLCActive Broker-Dealers · SEC file No. 00868358 · NY
- KKR CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00867578 · NY
- KLEON FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00865423 · NY
- KNG SECURITIES USA INCActive Broker-Dealers · SEC file No. 00871358 · NY
- KNOWN GROWTH LLCActive Broker-Dealers · SEC file No. 00871022 · NY
- KOPENTECH CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870331 · NY
- KOREA INVESTMENT & SECURITIES AMERICA, INC.Active Broker-Dealers · SEC file No. 00852615 · NY
- KOTAK MAHINDRA, INC.Active Broker-Dealers · SEC file No. 00851740 · NY
- KSG ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868979 · NY
- KW SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00824792 · NY