Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- J. STREICHER & CO. L.L.C.Active Broker-Dealers · SEC file No. 00804342 · NY
- J.C. FLOWERS SECURITIES CO. LLCActive Broker-Dealers · SEC file No. 00869325 · NY
- J.H. DARBIE & CO., INC.Active Broker-Dealers · SEC file No. 00850335 · NY
- JAHANI SECURITIES INC.Active Broker-Dealers · SEC file No. 00870268 · NY
- JAMIESON CORPORATE FINANCE US LLCActive Broker-Dealers · SEC file No. 00869412 · NY
- JANE STREET CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852275 · NY
- JANE STREET EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00869254 · NY
- JANE STREET OPTIONS, LLCActive Broker-Dealers · SEC file No. 00866813 · NY
- JAVELIN PRIVATE CAPITAL GROUP LLCActive Broker-Dealers · SEC file No. 00870661 · NY
- JB DRAX HONORE' INC.Active Broker-Dealers · SEC file No. 00870950 · NY
- JEFFERIES FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00870821 · NY
- JEFFERIES LLCActive Broker-Dealers · SEC file No. 00815074 · NY
- JEFFERIES PRIME FINANCE LLCActive Broker-Dealers · SEC file No. 00871426 · NY
- JETT CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869353 · NY
- JM FINANCIAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869218 · NY
- JOSEPH GRACE HOLDINGS, INC.Active Broker-Dealers · SEC file No. 00852203 · NY
- JOSEPH GUNNAR & CO. LLCActive Broker-Dealers · SEC file No. 00841386 · NY
- JOSEPH STONE CAPITAL L.L.C.Active Broker-Dealers · SEC file No. 00869014 · NY
- JP PORTSMOUTH CAPITAL LLCActive Broker-Dealers · SEC file No. 00871249 · NY