Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- IA GLOBAL CAPITAL LLCActive Broker-Dealers · SEC file No. 00866255 · NY
- IBN FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00849815 · NY
- ICAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00853640 · NY
- ICBC STANDARD SECURITIES INC.Active Broker-Dealers · SEC file No. 00846816 · NY
- ICE BONDS SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00865601 · NY
- ICE SECURITIES EXECUTION & CLEARING, LLCActive Broker-Dealers · SEC file No. 00870258 · NY
- ICICI SECURITIES INC.Active Broker-Dealers · SEC file No. 00852746 · NY
- ICM CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870657 · NY
- IDAYTRADE INC.Active Broker-Dealers · SEC file No. 00851996 · NY
- IDB CAPITAL CORP.Active Broker-Dealers · SEC file No. 00853000 · NY
- IEX DAP LLCActive Broker-Dealers · SEC file No. 00870869 · NY
- IEX SERVICES LLCActive Broker-Dealers · SEC file No. 00869280 · NY
- IFM (US) SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869201 · NY
- IIFL CAPITAL INC.Active Broker-Dealers · SEC file No. 00868100 · NY
- IMPACTU.INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00865527 · NY
- INCENTRUM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869961 · NY
- INCRED SECURITIES INCActive Broker-Dealers · SEC file No. 00871411 · NY
- INDEPENDENCE POINT SECURITIES LLCActive Broker-Dealers · SEC file No. 00870853 · NY
- ING FINANCIAL MARKETS LLCActive Broker-Dealers · SEC file No. 00843978 · NY
- INGALLS & SNYDER, LLCActive Broker-Dealers · SEC file No. 00801865 · NY
- INSTINET, LLCActive Broker-Dealers · SEC file No. 00823669 · NY
- INSTITUTIONAL CASH DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00868161 · NY
- INSURANCE ADVISORY PARTNERS LLCActive Broker-Dealers · SEC file No. 00870698 · NY
- INTEGRAL WEALTH SECURITIES LLCActive Broker-Dealers · SEC file No. 00847026 · NY
- INTESA SANPAOLO IMI SECURITIES CORP.Active Broker-Dealers · SEC file No. 00837444 · NY
- INTREPID PARTNERS, LLCActive Broker-Dealers · SEC file No. 00869615 · NY
- INVESTCLOUD BD LLCActive Broker-Dealers · SEC file No. 00871417 · NY
- INVESTEC SECURITIES (US) LLCActive Broker-Dealers · SEC file No. 00867162 · NY
- INVESTMENT RESEARCH CONSORTIUM SECURITIES LLCActive Broker-Dealers · SEC file No. 00868208 · NY
- INVESTX MARKETS LLCActive Broker-Dealers · SEC file No. 00867996 · NY
- IRONLIGHT MARKETS, LLCActive Broker-Dealers · SEC file No. 00871224 · NY
- ITAU BBA USA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853702 · NY
- IVP CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852663 · NY