Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- HAMPTONROCK PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870461 · TX
- HAND SECURITIES, INCActive Broker-Dealers · SEC file No. 00851001 · TX
- HARRISON SECURITIES INC /BDActive Broker-Dealers · SEC file No. 00837229 · TX
- HAVELI GLOBAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870971 · TX
- HERNDON PLANT OAKLEY, LTD.Active Broker-Dealers · SEC file No. 00850912 · TX
- HEXT CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00846198 · TX
- HGP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868080 · TX
- HIGGINBOTHAM SECURITIES LLCActive Broker-Dealers · SEC file No. 00871338 · TX
- HILLTOP SECURITIES INC.Active Broker-Dealers · SEC file No. 00845123 · TX
- HILLWORTH SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870498 · TX
- HINES PRIVATE WEALTH SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00866096 · TX
- HUB INTERNATIONAL INVESTMENT SERVICES INC.Active Broker-Dealers · SEC file No. 00868237 · TX