Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CABOT LODGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869009 · IL
- CABRERA CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00826406 · IL
- CADMAN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866126 · IL
- CALAMOS FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00837854 · IL
- CARDINAL INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00847493 · IL
- CCM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852911 · IL
- CETERA FINANCIAL SPECIALISTS LLCActive Broker-Dealers · SEC file No. 00827082 · IL
- CHAUNER SECURITIES, INC.Active Broker-Dealers · SEC file No. 00833980 · IL
- CHURCHILL STATESIDE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868652 · IL
- CITY CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867580 · IL
- CMD GLOBAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870432 · IL
- CODA MARKETS, INC.Active Broker-Dealers · SEC file No. 00847077 · IL
- COGNITIVE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866442 · IL
- COMHAR CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00851969 · IL
- CONSOLIDATED TRADING LLCActive Broker-Dealers · SEC file No. 00853610 · IL
- CORPORATE INVESTMENTS GROUP, INC.Active Broker-Dealers · SEC file No. 00848355 · IL
- CORRELL CO. INVESTMENT SERVICES CORP.Active Broker-Dealers · SEC file No. 00848507 · IL
- COUNTRY CAPITAL MANAGEMENT COMPANYActive Broker-Dealers · SEC file No. 00812645 · IL
- CTC EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00871452 · IL
- CTC, LLCActive Broker-Dealers · SEC file No. 00850758 · IL
- CULVERT CAPITAL LLCActive Broker-Dealers · SEC file No. 00870695 · IL
- CUMBERLAND SECURITIES LLCActive Broker-Dealers · SEC file No. 00831215 · IL