Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- CADZ SECURITIES INCActive Broker-Dealers · SEC file No. 00871094 · FL
- CALTON & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00838635 · FL
- CAPACUITY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832508 · FL
- CAPITAL & ESTATE MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00868039 · FL
- CAPITAL CONNECT, LLCActive Broker-Dealers · SEC file No. 00871196 · FL
- CAPTIVEX SECURITIES LLCActive Broker-Dealers · SEC file No. 00871257 · FL
- CARILLON FUND DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00867244 · FL
- CARNES CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00833443 · FL
- CASSEL SALPETER & CO., LLCActive Broker-Dealers · SEC file No. 00868547 · FL
- CEA ATLANTIC ADVISORS, LLCActive Broker-Dealers · SEC file No. 00865962 · FL
- CGIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868758 · FL
- CHILIAN PARTNERS, L.P.Active Broker-Dealers · SEC file No. 00870557 · FL
- CIBEST CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870822 · FL
- CITADEL CLEARING LLCActive Broker-Dealers · SEC file No. 00869521 · FL
- CITADEL SECURITIES INSTITUTIONAL LLCActive Broker-Dealers · SEC file No. 00869663 · FL
- CITADEL SECURITIES LLCActive Broker-Dealers · SEC file No. 00853574 · FL
- CITADEL SECURITIES SWAP DEALER LLCActive Broker-Dealers · SEC file No. 00870990 · FL
- CLEANBRIDGE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867348 · FL
- CNL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00826901 · FL
- COBALT CAPITAL, INC.Active Broker-Dealers · SEC file No. 00866979 · FL
- COLLAGE VENTURE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870763 · FL
- COLONNADE SECURITIES LLCActive Broker-Dealers · SEC file No. 00867673 · FL
- COMMONGOOD SECURITIES LLCActive Broker-Dealers · SEC file No. 00869989 · FL
- CREDICORP CAPITAL LLCActive Broker-Dealers · SEC file No. 00867048 · FL
- CRESTWAVE CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871269 · FL
- CROSSTREE CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868662 · FL
- CROWDVEST SECURITIES LLCActive Broker-Dealers · SEC file No. 00869962 · FL
- CUE CAPITAL LIMITED PARTNERSHIPActive Broker-Dealers · SEC file No. 00866599 · FL
- CULTIVATE CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00870293 · FL