Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- COADY DIEMAR PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866123 · NY
- COHEN & COMPANY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868186 · NY
- COHEN & STEERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00844123 · NY
- COINBASE CAPITAL MARKETS CORPActive Broker-Dealers · SEC file No. 00828032 · NY
- COINSHARES CAPITAL LLCActive Broker-Dealers · SEC file No. 00869422 · NY
- COLLECTABLE SECURITIESActive Broker-Dealers · SEC file No. 00870774 · NY
- COLONIAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00817631 · NY
- COMMERCE ONE FINANCIAL INC.Active Broker-Dealers · SEC file No. 00852032 · NY
- COMMERZ MARKETS LLCActive Broker-Dealers · SEC file No. 00849647 · NY
- COMMONWEALTH AUSTRALIA SECURITIES LLCActive Broker-Dealers · SEC file No. 00866998 · NY
- CONNAUGHT (U.S.) LLCActive Broker-Dealers · SEC file No. 00870323 · NY
- CONSELLO FINANCIAL LLCActive Broker-Dealers · SEC file No. 00871101 · NY
- COPPER MARKETS (US), INC.Active Broker-Dealers · SEC file No. 00871420 · NY
- CORINTHIAN PARTNERS, L.L.C.Active Broker-Dealers · SEC file No. 00848461 · NY
- CORPORATE FUEL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867189 · NY
- CORPORATE PARTNERS & CO. LLCActive Broker-Dealers · SEC file No. 00869303 · NY
- CORSAIR ADVISORS LLCActive Broker-Dealers · SEC file No. 00869103 · NY
- COVA CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00853105 · NY
- COVIEW CAPITAL, INC.Active Broker-Dealers · SEC file No. 00847081 · NY
- CP CLIENT SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00871277 · NY
- CR GLOBAL MARKETS INC.Active Broker-Dealers · SEC file No. 00869197 · NY
- CRAFT CAPITAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00869455 · NY
- CREDIT AGRICOLE SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00813753 · NY
- CRESCENDO MARKETS LLCActive Broker-Dealers · SEC file No. 00870220 · NY
- CROSS POINT CAPITAL LLCActive Broker-Dealers · SEC file No. 00866989 · NY
- CROWDSTREET CAPITAL LLCActive Broker-Dealers · SEC file No. 00870724 · NY
- CRUX CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871382 · NY
- CS ENHANCED LENDING LLCActive Broker-Dealers · SEC file No. 00871254 · NY
- CSCA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00851671 · NY
- CTL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867900 · NY
- CURRENT CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00869966 · NY
- CVC FUNDING, LLCActive Broker-Dealers · SEC file No. 00869650 · NY
- CYPRESS PARTNERS LLCActive Broker-Dealers · SEC file No. 00866321 · NY