SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 1–48 of 48 matching (names starting with U)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- U FUND SERVICES SARLExempt Reporting Advisers · CRD # 343187 · ERA - Active
- U.S. WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 141062 · Approved
- UA1 MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 343523 · ERA - Active
- UAK DIVERSIFIED LLCRegistered Investment Advisers · CRD # 300506 · Approved
- UBIQUE VENTURES LLCExempt Reporting Advisers · CRD # 342045 · ERA - Active
- UBIQUITY VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 291239 · ERA - Active
- UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTDRegistered Investment Advisers · CRD # 113463 · Approved
- UBS ASSET MANAGEMENT FUNDS LTDExempt Reporting Advisers · CRD # 173081 · ERA - Active
- UCK PARTNERS, INC.Exempt Reporting Advisers · CRD # 328369 · ERA - Active
- UDINE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 147158 · Approved
- UFENAU CAPITAL PARTNERS AGExempt Reporting Advisers · CRD # 284169 · ERA - Active
- UG INVESTMENT ADVISERS LTD.Registered Investment Advisers · CRD # 167183 · Approved
- ULLMAN INVESTMENT COUNSEL LLCRegistered Investment Advisers · CRD # 342915 · Approved
- UNBIASED, INC.Registered Investment Advisers · CRD # 323880 · Approved
- UNBOX CAPITAL GESTÃO DE RECURSOS FINANCEIROS LTDA.Exempt Reporting Advisers · CRD # 321788 · ERA - Active
- UNBUNDLED CAPITAL LLCExempt Reporting Advisers · CRD # 308516 · ERA - Active
- UNCOMMON VC, LLCExempt Reporting Advisers · CRD # 321607 · ERA - Active
- UNCONVENTIONAL INVESTOR, LLCRegistered Investment Advisers · CRD # 317333 · Approved
- UNDOMIEL, LLCExempt Reporting Advisers · CRD # 342147 · ERA - Active
- UNICORN ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 335300 · ERA - Active
- UNICORN DX ADVISORS LIMITEDExempt Reporting Advisers · CRD # 314637 · ERA - Active
- UNICORN PARTNERS ADVISORS LTD.Exempt Reporting Advisers · CRD # 277055 · ERA - Active
- UNIFI INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 324683 · ERA - Active
- UNIGESTION SAExempt Reporting Advisers · CRD # 299224 · ERA - Active
- UNISON CAPITAL, INC.Exempt Reporting Advisers · CRD # 329973 · ERA - Active
- UNITAS CAPITAL III LTD.Exempt Reporting Advisers · CRD # 162734 · ERA - Active
- UNITAS CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 163943 · ERA - Active
- UNITED MANAGERS JAPAN INC.Exempt Reporting Advisers · CRD # 166897 · ERA - Active
- UNITED VALUE CAPITAL, LLCRegistered Investment Advisers · CRD # 300533 · Approved
- UNITED WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 133986 · Approved
- UNIWEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 138009 · Approved
- UNOVIS ASSET MANAGEMENT LLCExempt Reporting Advisers · CRD # 311800 · ERA - Active
- UNPOPULAR VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 312118 · ERA - Active
- UP CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 164692 · Approved
- UP FINANCIAL USA INC.Registered Investment Advisers · CRD # 326602 · Approved
- UPPER LEFT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288762 · Approved
- UPRIGHT FINANCIAL CORPRegistered Investment Advisers · CRD # 107303 · Approved
- UPSTART WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173728 · Approved
- UPTURN CORPORATIONRegistered Investment Advisers · CRD # 290614 · Approved
- URBAN PARTNERS MANAGEMENT COMPANY S.A.Exempt Reporting Advisers · CRD # 332597 · ERA - Active
- URBAN WEALTH MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 285633 · Approved
- URBANSTONE CAPITAL LLCExempt Reporting Advisers · CRD # 333772 · ERA - Active
- URSA FINANCIAL, LLCRegistered Investment Advisers · CRD # 306491 · Approved
- US INFRAVEST MANAGERS LPRegistered Investment Advisers · CRD # 312299 · Approved
- US ISRAEL GEFEN CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 286142 · ERA - Active
- US SELECT ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166672 · Approved
- UTI ASSET MANAGEMENT COMPANY LIMITEDRegistered Investment Advisers · CRD # 328924 · Approved
- UTI INVESTMENTS AMERICA LIMITEDRegistered Investment Advisers · CRD # 330110 · Approved