SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 494 matching (names starting with S)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- S AND F INVESTMENT ADVISORS LIMITEDExempt Reporting Advisers · CRD # 312824 · ERA - Active
- S CAPITAL 2 VC MANAGEMENT LTDExempt Reporting Advisers · CRD # 308993 · ERA - Active
- S CAPITAL 3 VC MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 322099 · ERA - Active
- S CAPITAL 4 VC MANAGEMENT LTDExempt Reporting Advisers · CRD # 341230 · ERA - Active
- S CAPITAL VC MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 296465 · ERA - Active
- S SQUARED TECHNOLOGY, LLCRegistered Investment Advisers · CRD # 124441 · Approved
- S.W. MITCHELL CAPITAL LLPRegistered Investment Advisers · CRD # 163494 · Approved
- SAAS VENTURES, L.L.C.Exempt Reporting Advisers · CRD # 289393 · ERA - Active
- SAASTR FUND MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 284854 · ERA - Active
- SABBIA FARO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 306358 · Approved
- SABBY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 162659 · ERA - Active
- SABI FUND I GP LLCExempt Reporting Advisers · CRD # 326511 · ERA - Active
- SACAJAWEA & COMPANY, LLCRegistered Investment Advisers · CRD # 109604 · Approved
- SACHEM INVESTMENT COUNSEL LLCRegistered Investment Advisers · CRD # 169332 · Approved
- SACHS CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 321106 · ERA - Active
- SAF ADVISORS LLCRegistered Investment Advisers · CRD # 284283 · Approved
- SAFEBRIDGE LLCRegistered Investment Advisers · CRD # 289485 · Approved
- SAFIR WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 285848 · Approved
- SAFIRA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 290142 · Approved
- SAGARD HOLDINGS MANAGER LPRegistered Investment Advisers · CRD # 304924 · Approved
- SAGARD SASExempt Reporting Advisers · CRD # 162504 · ERA - Active
- SAGE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 108547 · Approved
- SAGE PARTNERS LIMITEDExempt Reporting Advisers · CRD # 309639 · ERA - Active
- SAGEONE INVESTMENT MANAGERS LLPRegistered Investment Advisers · CRD # 285454 · Approved
- SAGIL CAPITAL LLPExempt Reporting Advisers · CRD # 160550 · ERA - Active
- SAINTS CAPITAL SERVICES, LLCRegistered Investment Advisers · CRD # 161723 · Approved
- SALT FUND MANAGEMENT LLCExempt Reporting Advisers · CRD # 316587 · ERA - Active
- SALUS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 329882 · Approved
- SALVINI, BROOKE ALISONRegistered Investment Advisers · CRD # 138087 · Approved
- SAMARA ALPHA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 331648 · ERA - Active
- SAMARA CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 162273 · ERA - Active
- SAMARA INDIA ADVISORS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 162275 · ERA - Active
- SAMEEKSHA INVESTMENT MANAGERS LLPExempt Reporting Advisers · CRD # 331981 · ERA - Active
- SAMENA CAPITAL INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 169740 · ERA - Active
- SAMI CAPITAL, LLCExempt Reporting Advisers · CRD # 334547 · ERA - Active
- SAMSARA BIOCAPITAL, LLCRegistered Investment Advisers · CRD # 288114 · Approved
- SAMSON ROCK CAPITAL LLPExempt Reporting Advisers · CRD # 304121 · ERA - Active
- SAMSUNG ASSET MANAGEMENT COMPANY, LTD.Registered Investment Advisers · CRD # 158319 · Approved
- SAN FRANCISCO WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 296438 · Approved
- SANAKA CAPITAL INVESTMENT MANAGERS LIMITEDExempt Reporting Advisers · CRD # 299269 · ERA - Active
- SANCTA CAPITAL ADVISORS LTDExempt Reporting Advisers · CRD # 322831 · ERA - Active
- SANCTUARY FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 325857 · Approved
- SANCUS VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 321680 · ERA - Active
- SAND GROVE CAPITAL MANAGEMENT LLPExempt Reporting Advisers · CRD # 284699 · ERA - Active
- SANDSTONE ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 152742 · Approved
- SANDWICH CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 333197 · ERA - Active
- SANGO CAPITAL MANAGEMENTExempt Reporting Advisers · CRD # 165935 · ERA - Active
- SANKALA GROUP LLCRegistered Investment Advisers · CRD # 154806 · Approved
- SANLAMALLIANZ INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 163250 · ERA - Active
- SANNE LIS S.A.Exempt Reporting Advisers · CRD # 291156 · ERA - Active