SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 57 matching (names starting with S)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- SACHEM HILL LLCRegistered Investment Advisers · CRD # 174210 · CO · Approved
- SAGE HOSPITALITY INVESTMENT ADVISOR LLCExempt Reporting Advisers · CRD # 324131 · CO · ERA - Active
- SALVUS CAPITAL MANAGEMENT, INC.Exempt Reporting Advisers · CRD # 343986 · CO · ERA - Active
- SANCTUARY WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 285428 · CO · Approved
- SAPPHIRE TIDE CAPITAL LTDExempt Reporting Advisers · CRD # 340119 · CO · ERA - Active
- SARKEE CAPITAL INCExempt Reporting Advisers · CRD # 338243 · CO · ERA - Active
- SATURN FIVE ADVISORS LLCRegistered Investment Advisers · CRD # 322348 · CO · Approved
- SAVVLY ADVISOR, LLCRegistered Investment Advisers · CRD # 321125 · CO · 120-Day Approval
- SCHAEFER FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 110110 · CO · Approved
- SCHWARTZ SCHOOL OF BUSINESSExempt Reporting Advisers · CRD # 336738 · CO · ERA - Active
- SCIRE FUND III GP, LLCRegistered Investment Advisers · CRD # 323864 · CO · Approved
- SEAMOUNT FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 107834 · CO · Approved
- SEASON INVESTMENTS, LLCRegistered Investment Advisers · CRD # 158070 · CO · Approved
- SEMPER AUGUSTUS INVESTMENTS GROUP LLCRegistered Investment Advisers · CRD # 108153 · CO · Approved
- SENECA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288206 · CO · Approved
- SENECA MANAGEMENT LLCRegistered Investment Advisers · CRD # 160345 · CO · Approved
- SENIOR TAX ADVISORY GROUP, INCRegistered Investment Advisers · CRD # 318058 · CO · Approved
- SENTRYBRIDGE CAPITAL INC.Exempt Reporting Advisers · CRD # 340008 · CO · ERA - Active
- SERVICE PROVIDER CAPITAL, LLCExempt Reporting Advisers · CRD # 174240 · CO · ERA - Active
- SEVENTWO LLCRegistered Investment Advisers · CRD # 328900 · CO · Approved
- SFM HOLDING GMBHExempt Reporting Advisers · CRD # 338942 · CO · ERA - Active
- SHARKEY HOWES & JAVER INCRegistered Investment Advisers · CRD # 106050 · CO · Approved
- SHEARWATER CAPITAL, LLCRegistered Investment Advisers · CRD # 115399 · CO · Approved
- SHENANDOAH ENERGY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332901 · CO · Approved
- SILVERPEAK STRATEGIC CAPITAL LLCExempt Reporting Advisers · CRD # 341408 · CO · ERA - Active
- SILVERPEAK WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 170732 · CO · Approved
- SKYSX GLOBAL LIMITEDExempt Reporting Advisers · CRD # 340153 · CO · ERA - Active
- SMITH CAPITAL INVESTORS, LLCRegistered Investment Advisers · CRD # 294402 · CO · Approved
- SMOAK CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 293805 · CO · ERA - Active
- SNOW PEAK CAPITAL, LLCRegistered Investment Advisers · CRD # 321648 · CO · Approved
- SOURCEROCK GROUP LLCRegistered Investment Advisers · CRD # 307575 · CO · Approved
- SPARK EXCHANGE LTDExempt Reporting Advisers · CRD # 338833 · CO · ERA - Active
- SPRINKLE FINANCIAL CONSULTANTS LLCRegistered Investment Advisers · CRD # 112227 · CO · Approved
- SPRUCEVIEW CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 171963 · CO · Approved
- STAGE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 327261 · CO · ERA - Active
- STARK RICHARD JOSEPHRegistered Investment Advisers · CRD # 107636 · CO · Approved
- STATE STREET DIGITAL LTDExempt Reporting Advisers · CRD # 340663 · CO · ERA - Active
- STELLAR PATH INSTITUTE LTDExempt Reporting Advisers · CRD # 340723 · CO · ERA - Active
- STIFEL STRATEGIE CONSULTING PARTNERS LTD.Exempt Reporting Advisers · CRD # 335333 · CO · ERA - Active
- STOCK FINANCE LTDExempt Reporting Advisers · CRD # 338959 · CO · ERA - Active
- STOCKTIX LTD.Exempt Reporting Advisers · CRD # 334337 · CO · ERA - Active
- STORDAHL CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 287916 · CO · Approved
- STORMBREAKER VENTURE GROUP, INC.Exempt Reporting Advisers · CRD # 329875 · CO · ERA - Active
- STRAITON CAPITAL LTDExempt Reporting Advisers · CRD # 342661 · CO · ERA - Active
- SUMMIT BREEZE HAVEN EXCHANGE LTDExempt Reporting Advisers · CRD # 339334 · CO · ERA - Active
- SUMMIT EQUITY PARTNERS LTD.Exempt Reporting Advisers · CRD # 338043 · CO · ERA - Active
- SUMMIT HILL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 296740 · CO · Approved
- SUMMIT WEALTH GROUP LLCRegistered Investment Advisers · CRD # 335242 · CO · Approved
- SUMMITPOINT CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 336856 · CO · Approved
- SUMMITWEST MANAGEMENT LTDExempt Reporting Advisers · CRD # 338092 · CO · ERA - Active