SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 301–350 of 494 matching (names starting with S)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- SOVEREIGN CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 159947 · ERA - Active
- SP VENTURES GESTORA DE RECURSOS LTDAExempt Reporting Advisers · CRD # 334712 · ERA - Active
- SPACE SUMMIT CAPITAL LLCExempt Reporting Advisers · CRD # 312613 · ERA - Active
- SPACECADET VENTURES, LLCExempt Reporting Advisers · CRD # 316985 · ERA - Active
- SPACEFARING VENTURES LLCExempt Reporting Advisers · CRD # 342085 · ERA - Active
- SPAR VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 339649 · ERA - Active
- SPARK VENTURE CAPITAL, LLCExempt Reporting Advisers · CRD # 330397 · ERA - Active
- SPARKLINE CAPITAL LPRegistered Investment Advisers · CRD # 314364 · Approved
- SPARTA CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 315703 · ERA - Active
- SPARX ASIA INVESTMENT ADVISORS LIMITEDRegistered Investment Advisers · CRD # 139172 · Approved
- SPARX ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 134747 · Approved
- SPARX ASSET MANAGEMENT KOREA CO., LTD.Registered Investment Advisers · CRD # 338393 · Approved
- SPEAR ADVISORS LLCRegistered Investment Advisers · CRD # 314594 · Approved
- SPECIALISED RESEARCH (UK) LTDExempt Reporting Advisers · CRD # 331937 · ERA - Active
- SPECIALIZED RETIREMENT CONSULTANTS LLCRegistered Investment Advisers · CRD # 317027 · Approved
- SPECTRA INVESTIMENTOS LTDA.Exempt Reporting Advisers · CRD # 305178 · ERA - Active
- SPEEDINVEST GMBHExempt Reporting Advisers · CRD # 316774 · ERA - Active
- SPEEDUP LTDExempt Reporting Advisers · CRD # 314119 · ERA - Active
- SPENDVEST CORPRegistered Investment Advisers · CRD # 339469 · Approved
- SPHERA FUNDS MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 312614 · ERA - Active
- SPHERA GLOBAL HEALTHCARE MANAGEMENT L.P.Exempt Reporting Advisers · CRD # 172608 · ERA - Active
- SPHINX INVESTMENTS LLCRegistered Investment Advisers · CRD # 327836 · Approved
- SPICE VENTURE CAPITAL, LLCExempt Reporting Advisers · CRD # 317852 · ERA - Active
- SPIRE ATLAS STUDIO, LLCExempt Reporting Advisers · CRD # 339462 · ERA - Active
- SPLIT CREEK LLCRegistered Investment Advisers · CRD # 319437 · Approved
- SPORTSCAP LLCExempt Reporting Advisers · CRD # 332436 · ERA - Active
- SPP CREDIT ADVISORS II LLCRegistered Investment Advisers · CRD # 323725 · Approved
- SPP CREDIT ADVISORS LLCRegistered Investment Advisers · CRD # 314442 · Approved
- SPRING B MANAGEMENT LLCExempt Reporting Advisers · CRD # 322810 · ERA - Active
- SPRING LAKE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 283750 · Approved
- SPRING TIDE ADVISORS, LLCExempt Reporting Advisers · CRD # 304016 · ERA - Active
- SPRINGBOX AI. LTDRegistered Investment Advisers · CRD # 312450 · Approved
- SPRINGDALE CAPITAL LLCRegistered Investment Advisers · CRD # 150338 · Approved
- SPRINGHOUSE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 163080 · Approved
- SPRINGS CAPITAL (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 168321 · Approved
- SPRINTS PARTNERS LLPExempt Reporting Advisers · CRD # 334870 · ERA - Active
- SPRUCEGROVE INVESTMENT MANAGEMENT LTDRegistered Investment Advisers · CRD # 106355 · Approved
- SPX CAPITAL MANAGEMENT SINGAPORE PTE. LTD.Exempt Reporting Advisers · CRD # 327515 · ERA - Active
- SPX GESTÃO DE RECURSOS LTDA.Exempt Reporting Advisers · CRD # 322805 · ERA - Active
- SPX INTERNATIONAL ASSET MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 314616 · ERA - Active
- SPX PORTUGAL, SGOIC, S.A.Exempt Reporting Advisers · CRD # 331303 · ERA - Active
- SPX PRIVATE EQUITY GESTÃO DE RECURSOS LTDA.Exempt Reporting Advisers · CRD # 322806 · ERA - Active
- SQUADRA INVESTMENTS - GESTAO DE RECURSOS LTDA.Registered Investment Advisers · CRD # 160366 · Approved
- SQUARE ADVISORS, LLCRegistered Investment Advisers · CRD # 160578 · Approved
- SSA SWISS ADVISORS AGRegistered Investment Advisers · CRD # 161357 · Approved
- SSCI PORTUGAL, LDAExempt Reporting Advisers · CRD # 329891 · ERA - Active
- SSIAAT ASSET MANAGEMENT CO., LTD.Exempt Reporting Advisers · CRD # 343753 · ERA - Active
- SSVL (MONACO) S.A.M.Exempt Reporting Advisers · CRD # 298210 · ERA - Active
- ST. COLUMBANUS AGRegistered Investment Advisers · CRD # 169895 · Approved
- STAFFORD CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 168133 · Approved