SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 251–300 of 494 matching (names starting with S)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- SMP ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162653 · Approved
- SMP FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 315300 · Approved
- SNAK VENTURE PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 333773 · ERA - Active
- SNAPDRAGON CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 297989 · Approved
- SNOW FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131068 · Approved
- SNOWWATER INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 311790 · Approved
- SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLCRegistered Investment Advisers · CRD # 309110 · Approved
- SODERLING CAPITAL LLCExempt Reporting Advisers · CRD # 307053 · ERA - Active
- SOFINNOVA PARTNERS SASExempt Reporting Advisers · CRD # 164104 · ERA - Active
- SOHO SQUARE CAPITAL LLPExempt Reporting Advisers · CRD # 304770 · ERA - Active
- SOHO SQUARE CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 338860 · ERA - Active
- SOJE CAPITAL, LLCExempt Reporting Advisers · CRD # 164555 · ERA - Active
- SOLARIS CAPITAL ADVISORS (HK) LIMITEDExempt Reporting Advisers · CRD # 307935 · ERA - Active
- SOLE SHIPPING SO GP II LIMITEDExempt Reporting Advisers · CRD # 296920 · ERA - Active
- SOLE SHIPPING SO GP III LIMITEDExempt Reporting Advisers · CRD # 306197 · ERA - Active
- SOLE SHIPPING SO GP IV LIMITEDExempt Reporting Advisers · CRD # 341937 · ERA - Active
- SOLENE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 343997 · ERA - Active
- SOLID POINT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 323093 · Approved
- SOLID STATE WEALTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 343436 · 120-Day Approval
- SOLIVERA CAPITAL LIMITEDExempt Reporting Advisers · CRD # 338339 · ERA - Active
- SOLOMAN HILL I LLCRegistered Investment Advisers · CRD # 282237 · Approved
- SOMA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 285419 · Approved
- SOMPO ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 286479 · Approved
- SONA ASSET MANAGEMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 334729 · ERA - Active
- SONA ASSET MANAGEMENT (UK) LLPExempt Reporting Advisers · CRD # 300668 · ERA - Active
- SONOMA WEST LLCRegistered Investment Advisers · CRD # 138687 · Approved
- SONY VENTURES CORPORATIONExempt Reporting Advisers · CRD # 321945 · ERA - Active
- SOOTCHY SECURITIES, LLCRegistered Investment Advisers · CRD # 307621 · Approved
- SOUL VENTURES GROUP HOLDINGS LIMITEDExempt Reporting Advisers · CRD # 342510 · ERA - Active
- SOUND & SECURE ADVISORS LLCRegistered Investment Advisers · CRD # 322514 · Approved
- SOUND ADVISORY, LLCRegistered Investment Advisers · CRD # 328213 · Approved
- SOUND CAPITAL SOLUTIONS LLCRegistered Investment Advisers · CRD # 311034 · Approved
- SOUND FINANCIAL, LLCRegistered Investment Advisers · CRD # 292271 · Approved
- SOUND FUTURES LLCRegistered Investment Advisers · CRD # 340439 · Approved
- SOUND LEGACY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 306332 · Approved
- SOUNION CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 170473 · ERA - Active
- SOUTH AFRICA ALPHA CAPITAL MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 282692 · ERA - Active
- SOUTH COVE FINANCIAL, LLCRegistered Investment Advisers · CRD # 284554 · Approved
- SOUTH LAKEVIEW, LLCRegistered Investment Advisers · CRD # 157240 · Approved
- SOUTH OCEAN MANAGEMENT LTD.Registered Investment Advisers · CRD # 111180 · Approved
- SOUTHEAST CAPITAL MANAGEMENT LTDRegistered Investment Advisers · CRD # 334751 · Approved
- SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTDRegistered Investment Advisers · CRD # 148494 · Approved
- SOUTHERN CAPITAL GROUP PRIVATE LIMITEDExempt Reporting Advisers · CRD # 167380 · ERA - Active
- SOUTHERN CROSS GROUP MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 269925 · ERA - Active
- SOUTHERN CROSS INVESTMENT PARTNERS SL.Exempt Reporting Advisers · CRD # 334400 · ERA - Active
- SOUTHERN RIDGES CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 299146 · ERA - Active
- SOUTHLAND EQUITY PARTNERS, LLC.Registered Investment Advisers · CRD # 154481 · Approved
- SOUTHPAW ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 135693 · Approved
- SOUTHWEST MONEY MANAGEMENT INCRegistered Investment Advisers · CRD # 109668 · Approved
- SOUTHWIND ASSOCIATES OF NJ INC.Registered Investment Advisers · CRD # 110371 · Approved