SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 201–250 of 494 matching (names starting with S)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- SIGNAL CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 289876 · ERA - Active
- SIGNAL HARMONIC PARTNERS LLPExempt Reporting Advisers · CRD # 335922 · ERA - Active
- SIGNIA MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 168538 · ERA - Active
- SILA FINANCIAL, LLCRegistered Investment Advisers · CRD # 298406 · Approved
- SILCHESTER INTERNATIONAL INVESTORS LLPRegistered Investment Advisers · CRD # 110987 · Approved
- SILENT VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 326901 · ERA - Active
- SILICON PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 284145 · Approved
- SILK INVEST LIMITEDRegistered Investment Advisers · CRD # 164753 · Approved
- SILO FINANCIAL LLCRegistered Investment Advisers · CRD # 324307 · Approved
- SILQ CAPITAL CO., LTD.Exempt Reporting Advisers · CRD # 336283 · ERA - Active
- SILVER BIRCH FINANCIAL LLCRegistered Investment Advisers · CRD # 341785 · 120-Day Approval
- SILVER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 111888 · Approved
- SILVER HEIGHTS CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 284757 · Approved
- SILVER LAKE ADVISORY PARTNERS, LLCRegistered Investment Advisers · CRD # 107625 · Approved
- SILVERCIRCLE ADVISORS LLCExempt Reporting Advisers · CRD # 329722 · ERA - Active
- SILVERCREEK MANAGEMENT INC.Exempt Reporting Advisers · CRD # 166302 · ERA - Active
- SILVERFLEET CAPITAL PARTNERS, LLPExempt Reporting Advisers · CRD # 162000 · ERA - Active
- SILVERSTREET CAPITAL AGRICULTURAL ADVISORS LIMITEDExempt Reporting Advisers · CRD # 299112 · ERA - Active
- SILVERSTREET CAPITAL LLPExempt Reporting Advisers · CRD # 282187 · ERA - Active
- SIMHA PARTNERS LLCExempt Reporting Advisers · CRD # 338640 · ERA - Active
- SIMPLEX ASSET MANAGEMENT CO., LTD.Exempt Reporting Advisers · CRD # 166680 · ERA - Active
- SINCERUS ADVISORY, LLCRegistered Investment Advisers · CRD # 300559 · Approved
- SINGAPORE GOKU TECHNOLOGIES PTE. LTD.Exempt Reporting Advisers · CRD # 335184 · ERA - Active
- SINGER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299603 · Approved
- SINGULAR CAPITAL PARTNERSExempt Reporting Advisers · CRD # 329908 · ERA - Active
- SINOVATION (HK) INVESTMENT MANAGEMENT CO., LIMITEDExempt Reporting Advisers · CRD # 330180 · ERA - Active
- SINOVATION FUND MANAGEMENT III, L.P.Exempt Reporting Advisers · CRD # 341817 · ERA - Active
- SIVIK GLOBAL HEALTHCARE, LLCRegistered Investment Advisers · CRD # 168918 · Approved
- SIX PEAK CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 341906 · ERA - Active
- SIXTEENTH STREET CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 296055 · ERA - Active
- SIXTH MILLENNIUM VENTURE PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 340657 · ERA - Active
- SIZEMORE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146961 · Approved
- SJBENEN ADVISORY, LLCRegistered Investment Advisers · CRD # 283153 · Approved
- SKAANA MANAGEMENT L.P.Registered Investment Advisers · CRD # 311817 · Approved
- SKALE INVESTMENTS, PTE. LTD.Exempt Reporting Advisers · CRD # 168427 · ERA - Active
- SKERRYVORE ASSET MANAGEMENT LTDRegistered Investment Advisers · CRD # 330060 · Approved
- SKLOFF, AARONRegistered Investment Advisers · CRD # 139475 · Approved
- SKY9 CAPITAL FUND V GP LTD.Exempt Reporting Advisers · CRD # 343983 · ERA - Active
- SKY9 CAPITAL LTD.Exempt Reporting Advisers · CRD # 283136 · ERA - Active
- SKY9 CAPITAL MVP LTDExempt Reporting Advisers · CRD # 301818 · ERA - Active
- SKYRIVER CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 332665 · ERA - Active
- SKYWARD TRADING LLCRegistered Investment Advisers · CRD # 338032 · Approved
- SL ADVISORS, LLCRegistered Investment Advisers · CRD # 151495 · Approved
- SLATER CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 342803 · ERA - Active
- SLATER INVESTMENTS LIMITEDRegistered Investment Advisers · CRD # 327135 · Approved
- SLAUSON & CO. MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 312396 · ERA - Active
- SLIPSTREAM INVESTORS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330744 · ERA - Active
- SMARTHARVEST PORTFOLIOS LLCRegistered Investment Advisers · CRD # 334260 · Approved
- SMARTPATH ADVISORS, LLCRegistered Investment Advisers · CRD # 304563 · Approved
- SMITH W B & CO INCRegistered Investment Advisers · CRD # 105917 · Approved