SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 494 matching (names starting with S)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- SERENDIPITY CAPITAL FUND MANAGEMENT COMPANY PTE. LTD.Exempt Reporting Advisers · CRD # 344480 · ERA - Active
- SERENITY CAPITAL MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 322204 · ERA - Active
- SERES CAPITAL LIMITEDExempt Reporting Advisers · CRD # 325491 · ERA - Active
- SERIES V, A SERIES OF BLING CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 341490 · ERA - Active
- SERONE CAPITAL MANAGEMENT LLPRegistered Investment Advisers · CRD # 174288 · Approved
- SERVANT FINANCIAL, LTD.Registered Investment Advisers · CRD # 135183 · Approved
- SETHIA GROUP - FZCOExempt Reporting Advisers · CRD # 337298 · ERA - Active
- SEVEN FLEET CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 335203 · Approved
- SEVEN HILLS CAPITAL CORP.Registered Investment Advisers · CRD # 338305 · Approved
- SEVEN SEAS ADVISORS CO., LTD.Exempt Reporting Advisers · CRD # 321175 · ERA - Active
- SEVEN VOYAGERS MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 311535 · ERA - Active
- SEVEN2 SASExempt Reporting Advisers · CRD # 164876 · ERA - Active
- SEVENTURE PARTNERSExempt Reporting Advisers · CRD # 299870 · ERA - Active
- SGC ASSET LTDA.Exempt Reporting Advisers · CRD # 281371 · ERA - Active
- SH FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 325479 · ERA - Active
- SHADOWFALL CAPITAL & RESEARCH LLPRegistered Investment Advisers · CRD # 300174 · Approved
- SHAKER SQUARE ADVISORS, LLCExempt Reporting Advisers · CRD # 344743 · ERA - Active
- SHANGHAI CHANG LING CHONG LUAN CONSULTING LIMITEDExempt Reporting Advisers · CRD # 308068 · ERA - Active
- SHANGHAI FOSUN CHUANGFU EQUITY INVESTMENT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 170015 · Approved
- SHANGHAI GOKU TECHNOLOGIES LIMITEDExempt Reporting Advisers · CRD # 329355 · ERA - Active
- SHANGHAI SHENYI INVESTMENT CO LTDExempt Reporting Advisers · CRD # 288228 · ERA - Active
- SHANKLAND FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 139562 · Approved
- SHAPERS TM LDAExempt Reporting Advisers · CRD # 336435 · ERA - Active
- SHARED VISION WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 325000 · Approved
- SHASTA VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 162676 · ERA - Active
- SHEA, BRIAN MICHAELRegistered Investment Advisers · CRD # 125606 · Approved
- SHECHINA VENTURES LLCExempt Reporting Advisers · CRD # 331989 · ERA - Active
- SHENZHEN BRIGHT PRIVATE EQUITY INVESTMENT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 319292 · ERA - Active
- SHERIDAN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156705 · Approved
- SHEROW MANAGEMENT, LLCExempt Reporting Advisers · CRD # 169199 · ERA - Active
- SHERPA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336739 · Approved
- SHERPA HEALTHCARE FUND I GP, LTD.Exempt Reporting Advisers · CRD # 308599 · ERA - Active
- SHERPA HEALTHCARE FUND II GP, LTD.Exempt Reporting Advisers · CRD # 315996 · ERA - Active
- SHERPA HEALTHCARE PARTNERS CO., LTD.Exempt Reporting Advisers · CRD # 306831 · ERA - Active
- SHFP, LLCRegistered Investment Advisers · CRD # 171571 · Approved
- SHIKHARA CAPITAL (HONG KONG) PRIVATE LIMITED (COMPANY)Registered Investment Advisers · CRD # 332188 · Approved
- SHINKA CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 334322 · ERA - Active
- SHIPROCK CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 330086 · ERA - Active
- SHL CAPITAL, LLCExempt Reporting Advisers · CRD # 310333 · ERA - Active
- SHOKER INVESTMENT COUNSEL INC.Registered Investment Advisers · CRD # 107857 · Approved
- SHORELINE CAPITAL MANAGEMENT, LTD.Registered Investment Advisers · CRD # 161466 · Approved
- SHOREVEST PARTNERS, LTD.Registered Investment Advisers · CRD # 284681 · Approved
- SHRUG, LLCExempt Reporting Advisers · CRD # 313323 · ERA - Active
- SI INVESTMENT MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 334818 · ERA - Active
- SIDAMLAK INVESTMENTS LLCExempt Reporting Advisers · CRD # 325512 · ERA - Active
- SIDKA, LLCExempt Reporting Advisers · CRD # 323581 · ERA - Active
- SIEBEN WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 315368 · Approved
- SIEGFRIED ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 343066 · ERA - Active
- SIERRA FINANCIAL ADVISORY INCORPORATEDRegistered Investment Advisers · CRD # 130934 · Approved
- SIERRA SUMMIT ADVISORS LLCRegistered Investment Advisers · CRD # 328151 · Approved