SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 51–100 of 494 matching (names starting with S)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- SANOSTRO AGRegistered Investment Advisers · CRD # 290214 · Approved
- SANTA LUCIA ASSET MANAGEMENT PTE. LTD.Registered Investment Advisers · CRD # 291669 · Approved
- SANTANDER ALTERNATIVE INVESTMENTS, SGIIC, S.A.U.Exempt Reporting Advisers · CRD # 333187 · ERA - Active
- SANTANDER ASSET MANAGEMENT SA SGIICRegistered Investment Advisers · CRD # 143883 · Approved
- SANTIAGO CAPITAL, LLCRegistered Investment Advisers · CRD # 154579 · Approved
- SÃO PEDRO CAPITAL INVESTIMENTOS S.A.Exempt Reporting Advisers · CRD # 296814 · ERA - Active
- SAPIA PARTNERS LLPExempt Reporting Advisers · CRD # 172477 · ERA - Active
- SARA CAPITAL PARTNERS MANAGEMENT, LPExempt Reporting Advisers · CRD # 329421 · ERA - Active
- SARASIN & PARTNERS LLPExempt Reporting Advisers · CRD # 160009 · ERA - Active
- SARASIN ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 115788 · Approved
- SARATOGA CAPITAL (SINGAPORE) PTE. LTD.Exempt Reporting Advisers · CRD # 163397 · ERA - Active
- SARGASSO PARTNERS LLPRegistered Investment Advisers · CRD # 332384 · Approved
- SARMIS CAPITAL PARTNERS I GPExempt Reporting Advisers · CRD # 307630 · ERA - Active
- SARMIS CAPITAL PARTNERS S.R.L.Exempt Reporting Advisers · CRD # 307776 · ERA - Active
- SARONA ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 160963 · Approved
- SARTORIAL WEALTH INC.Registered Investment Advisers · CRD # 329971 · Approved
- SAS GLOBAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343024 · ERA - Active
- SATIS ASSET MANAGEMENT LTDRegistered Investment Advisers · CRD # 336301 · Approved
- SATOR GROVE MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 318780 · Approved
- SAVIA VENTURES, LLCExempt Reporting Advisers · CRD # 328223 · ERA - Active
- SAWTELLE, CHARLES SCOTTRegistered Investment Advisers · CRD # 158732 · Approved
- SAWYER CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 161054 · Approved
- SAXECAP MANAGEMENT, LLCExempt Reporting Advisers · CRD # 331158 · ERA - Active
- SAXECAP VC HOLDINGS, LLCExempt Reporting Advisers · CRD # 316724 · ERA - Active
- SB INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 340871 · 120-Day Approval
- SBC MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 166622 · ERA - Active
- SBCVC HOLDINGS LIMITEDExempt Reporting Advisers · CRD # 162867 · ERA - Active
- SBI FUNDS MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 142968 · Approved
- SBL CAPITAL SARLExempt Reporting Advisers · CRD # 335233 · ERA - Active
- SBVA CORP.Exempt Reporting Advisers · CRD # 313837 · ERA - Active
- SC ASSET MANAGEMENT ASESORES EN INVERSIONES INDEPENDIENTES, S.A.Registered Investment Advisers · CRD # 339845 · Approved
- SC CAPITAL PARTNERS PTE. LTD.Exempt Reporting Advisers · CRD # 175230 · ERA - Active
- SC INVESTMENT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 341315 · ERA - Active
- SC LOWY ASSET MANAGEMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 312843 · ERA - Active
- SC LOWY FINANCIAL (ME) LIMITEDExempt Reporting Advisers · CRD # 341815 · ERA - Active
- SC LOWY FINANCIAL (SG) PTE. LTD.Exempt Reporting Advisers · CRD # 342515 · ERA - Active
- SC NATION SERVICES LLCExempt Reporting Advisers · CRD # 318131 · ERA - Active
- SCALAR FIELD INCRegistered Investment Advisers · CRD # 339230 · Approved
- SCHLOSSER FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 128809 · Approved
- SCHNALL ADVISORY SERVICES, INCRegistered Investment Advisers · CRD # 106339 · Approved
- SCHNEIDER, MEREDITH HALLRegistered Investment Advisers · CRD # 144166 · Approved
- SCHOOL OF PERSONAL FINANCE, LLCRegistered Investment Advisers · CRD # 307332 · Approved
- SCHRODER INVESTMENT MANAGEMENT (EUROPE) S.A.Exempt Reporting Advisers · CRD # 299812 · ERA - Active
- SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITEDRegistered Investment Advisers · CRD # 306616 · Approved
- SCHRODER INVESTMENT MANAGEMENT (SWITZERLAND) AGExempt Reporting Advisers · CRD # 309892 · ERA - Active
- SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTDRegistered Investment Advisers · CRD # 106585 · Approved
- SCHRODER WEALTH MANAGEMENT (US) LIMITEDRegistered Investment Advisers · CRD # 289151 · Approved
- SCHRODERS GREENCOAT LLPExempt Reporting Advisers · CRD # 312616 · ERA - Active
- SCHUCHARD CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105528 · Approved
- SCHWEITZER INVESTMENT CO., LTD.Exempt Reporting Advisers · CRD # 338760 · ERA - Active