SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 199 matching (names starting with R)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- RI CAPITAL ADVISORS LTD.Exempt Reporting Advisers · CRD # 289471 · ERA - Active
- RICEBERG VENTURES, LLCExempt Reporting Advisers · CRD # 329804 · ERA - Active
- RICHARD G. SLATERRegistered Investment Advisers · CRD # 112239 · Approved
- RICHARDSON WEALTH (USA) LIMITEDRegistered Investment Advisers · CRD # 166090 · Approved
- RICHLINE CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 337765 · Approved
- RICHMOND QUANTITATIVE ADVISORS, LLCRegistered Investment Advisers · CRD # 288625 · Approved
- RIDGE CREEK GLOBAL, INC.Registered Investment Advisers · CRD # 106992 · Approved
- RIDGELINE RESEARCH LLCRegistered Investment Advisers · CRD # 300807 · Approved
- RIDIRE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 339943 · ERA - Active
- RIGHTOAK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 337832 · Approved
- RIHO PARTNERS, LLCRegistered Investment Advisers · CRD # 289840 · Approved
- RINCON VENTURE MANAGEMENT, LPExempt Reporting Advisers · CRD # 163238 · ERA - Active
- RIPARIAN CAPITAL PARTNERS PTY LIMITEDExempt Reporting Advisers · CRD # 314621 · ERA - Active
- RIPPLE MANAGER INC.Exempt Reporting Advisers · CRD # 324739 · ERA - Active
- RISCURA SOLUTIONS (UK) LIMITEDRegistered Investment Advisers · CRD # 336474 · Approved
- RISING TIDE FUND MANAGERS, LLCExempt Reporting Advisers · CRD # 288656 · ERA - Active
- RIVAS CANYON ROAD ADVISERS LLCExempt Reporting Advisers · CRD # 284403 · ERA - Active
- RIVE PRIVATE INVESTMENT SWITZERLAND S.A.Exempt Reporting Advisers · CRD # 291322 · ERA - Active
- RIVEAN CAPITAL B.V.Exempt Reporting Advisers · CRD # 162161 · ERA - Active
- RIVER SEA HOLDINGS, LLCExempt Reporting Advisers · CRD # 333371 · ERA - Active
- RIVERPATH INVESTMENTS LLCRegistered Investment Advisers · CRD # 226671 · Approved
- RIVERSTONE ADVISORS, LLCRegistered Investment Advisers · CRD # 130346 · Approved
- RJ20, INC.Registered Investment Advisers · CRD # 149575 · Approved
- RK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 121886 · Approved
- RLH CAPITAL, LLCRegistered Investment Advisers · CRD # 321913 · Approved
- RM 26, INC.Registered Investment Advisers · CRD # 343752 · 120-Day Approval
- RMDR ADVISORS, INC.Registered Investment Advisers · CRD # 118473 · Approved
- ROACH CAPITAL, LLCExempt Reporting Advisers · CRD # 316065 · ERA - Active
- ROAD CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 317609 · Approved
- ROBASCIOTTI & ASSOCIATES , INC.Registered Investment Advisers · CRD # 151411 · Approved
- ROBINSON INVESTMENT GROUP INCRegistered Investment Advisers · CRD # 107454 · Approved
- ROBOCAP ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 325028 · ERA - Active
- ROBOT VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 324017 · ERA - Active
- ROC CAPITAL PTY LIMITEDExempt Reporting Advisers · CRD # 298264 · ERA - Active
- ROC PARTNERS (HK) LIMITEDExempt Reporting Advisers · CRD # 298250 · ERA - Active
- ROCKHAMPTON MANAGEMENTExempt Reporting Advisers · CRD # 164505 · ERA - Active
- ROCKHAMPTON MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 318923 · ERA - Active
- ROCKSTART MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 329750 · ERA - Active
- ROD CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 283497 · ERA - Active
- ROGER WITTLIN INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 292577 · Approved
- ROGERS INVESTMENT ADVISORS K.K.Exempt Reporting Advisers · CRD # 162896 · ERA - Active
- ROGERS, MICHAEL LANCERegistered Investment Advisers · CRD # 286377 · Approved
- ROGUE INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 333265 · ERA - Active
- ROHATI PRIVATE MANAGEMENT LLCExempt Reporting Advisers · CRD # 335605 · ERA - Active
- ROKOS CAPITAL MANAGEMENT LLPRegistered Investment Advisers · CRD # 281215 · Approved
- ROLAND CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 318563 · ERA - Active
- ROMSPEN INVESTMENT LPExempt Reporting Advisers · CRD # 306131 · ERA - Active
- RONDINE CAPITAL LLPExempt Reporting Advisers · CRD # 290566 · ERA - Active
- RONIT CAPITAL LLPExempt Reporting Advisers · CRD # 168055 · ERA - Active
- ROOKWOOD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143983 · Approved