Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PALLER FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 161531 · CO · Approved
- PANORAMA WEALTH ADVISORSRegistered Investment Advisers · CRD # 324199 · CO · Approved
- PANORAMIC INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 290770 · CO · Approved
- PARAGON CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 105147 · CO · Approved
- PARALEL ADVISORS LLCRegistered Investment Advisers · CRD # 315804 · CO · Approved
- PARAMOUNT ASSOCIATES WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288537 · CO · Approved
- PARSONEX ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 160275 · CO · Approved
- PASCAL CAPITAL INCExempt Reporting Advisers · CRD # 338565 · CO · ERA - Active
- PAX CAPITAL LIMITEDExempt Reporting Advisers · CRD # 343149 · CO · ERA - Active
- PCM ENCORE, LLCRegistered Investment Advisers · CRD # 333127 · CO · Approved
- PEACE OF MIND FINANCIAL, INCRegistered Investment Advisers · CRD # 289067 · CO · Approved
- PEAK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106944 · CO · Approved
- PEAK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141488 · CO · Approved
- PEAK FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 115207 · CO · Approved
- PEAK FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 281223 · CO · Approved
- PEAK INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 113967 · CO · Approved
- PEAK PLANNING GROUP, LLCRegistered Investment Advisers · CRD # 289891 · CO · Approved
- PERKEA CAPITAL SECURITIES INCExempt Reporting Advisers · CRD # 339266 · CO · ERA - Active
- PERSPECTIVE WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 332574 · CO · Approved
- PETERSON FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 106127 · CO · Approved
- PETRA FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 107196 · CO · Approved
- PIF EQUITY PARTNERS, LLCExempt Reporting Advisers · CRD # 328818 · CO · ERA - Active
- PINNACLE CRYPTO EXCHANGE. INCExempt Reporting Advisers · CRD # 340112 · CO · ERA - Active
- PINNO CAPITAL INCExempt Reporting Advisers · CRD # 338999 · CO · ERA - Active
- PIONEER GLOBAL INVESTMENTS LTD.Exempt Reporting Advisers · CRD # 340593 · CO · ERA - Active
- PLANWISER FINANCIAL, LLCRegistered Investment Advisers · CRD # 331675 · CO · Approved
- PORTORUPIA CRYPTO GROUP LIMITEDExempt Reporting Advisers · CRD # 335413 · CO · ERA - Active
- PRESTIGE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150079 · CO · Approved
- PRIMARK ADVISORS, LLCRegistered Investment Advisers · CRD # 309653 · CO · Approved
- PRIMEAGRI VENTURES LTDExempt Reporting Advisers · CRD # 334444 · CO · ERA - Active
- PRINCETON FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 157821 · CO · Approved
- PROPRIETARY CAPITAL, LLCRegistered Investment Advisers · CRD # 125139 · CO · Approved
- PROTOCOL WEALTH, LLCRegistered Investment Advisers · CRD # 335298 · CO · Approved
- PROVIDENCE TRUST INCExempt Reporting Advisers · CRD # 333507 · CO · ERA - Active
- PRUDENT MAN INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 104574 · CO · Approved
- PRV MANAGEMENT, L.P.Registered Investment Advisers · CRD # 160667 · CO · Approved
- PUBLIC TRUST ADVISORS, LLCRegistered Investment Advisers · CRD # 159189 · CO · Approved
- PULLIAM FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 338839 · CO · Approved
- PVG ASSET MANAGEMENT CORPRegistered Investment Advisers · CRD # 105541 · CO · Approved