SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 301–350 of 386 matching (names starting with P)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- PREVE INVERSIONESRegistered Investment Advisers · CRD # 318445 · Approved
- PRICE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 157871 · Approved
- PRIMAL DAO ASSET MANAGEMENT LLCExempt Reporting Advisers · CRD # 318157 · ERA - Active
- PRIMARY CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 162315 · ERA - Active
- PRIMARY OPERATIONS INCRegistered Investment Advisers · CRD # 336814 · Approved
- PRIMAS ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 333437 · ERA - Active
- PRIMAVERA CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 162044 · ERA - Active
- PRIMAVERA VENTURE MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 316028 · ERA - Active
- PRIME CAPITAL AGExempt Reporting Advisers · CRD # 321113 · ERA - Active
- PRIME CAPITAL MANAGEMENT COMPANY LIMITEDExempt Reporting Advisers · CRD # 138987 · ERA - Active
- PRIME MANAGEMENT PARTNERS, LLCExempt Reporting Advisers · CRD # 337937 · ERA - Active
- PRIME MOVERS LAB LLCExempt Reporting Advisers · CRD # 299803 · ERA - Active
- PRIME QUADRANT US, LLCRegistered Investment Advisers · CRD # 322068 · Approved
- PRIMESTONE CAPITAL LLPExempt Reporting Advisers · CRD # 174180 · ERA - Active
- PRIMM & CO INCRegistered Investment Advisers · CRD # 105891 · Approved
- PRINCEVILLE CAPITALExempt Reporting Advisers · CRD # 293169 · ERA - Active
- PRINCIPA CAPITAL LLPExempt Reporting Advisers · CRD # 316413 · ERA - Active
- PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITEDRegistered Investment Advisers · CRD # 322390 · Approved
- PRINCIPIUM INVESTMENTS LLCRegistered Investment Advisers · CRD # 124989 · Approved
- PRINCIPLE CAPITAL ADVISORS LIMITEDExempt Reporting Advisers · CRD # 328053 · ERA - Active
- PRINCIPLED ADVISORS, INC.Registered Investment Advisers · CRD # 323468 · Approved
- PRISMA CAPITAL HOLDING LLCExempt Reporting Advisers · CRD # 321084 · ERA - Active
- PRISMA CAPITAL LTDAExempt Reporting Advisers · CRD # 302017 · ERA - Active
- PRIVATE EQUITY (THAILAND) CO., LTD.Exempt Reporting Advisers · CRD # 297686 · ERA - Active
- PRIVATE FINANCIAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 313167 · Approved
- PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.Registered Investment Advisers · CRD # 146928 · Approved
- PRIVATE INVESTOR CLUB LLCRegistered Investment Advisers · CRD # 307512 · Approved
- PRIVATE LANE CAPITAL, LLCRegistered Investment Advisers · CRD # 124999 · Approved
- PRIVATE WEALTH CONSULTING, LLCRegistered Investment Advisers · CRD # 336590 · Approved
- PRIVATE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 137770 · Approved
- PRIVEQ ADVISORY VI ABExempt Reporting Advisers · CRD # 310021 · ERA - Active
- PRIVEQ ADVISORY VII ABExempt Reporting Advisers · CRD # 332288 · ERA - Active
- PRIVEQ G.P. IV LIMITEDExempt Reporting Advisers · CRD # 331495 · ERA - Active
- PRIVIUM FUND MANAGEMENT (HK) LTDExempt Reporting Advisers · CRD # 328194 · ERA - Active
- PROA CAPITAL DE INVERSIONES SGEIC, S.A.Exempt Reporting Advisers · CRD # 305238 · ERA - Active
- PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155306 · Approved
- PROCUREAM LLCRegistered Investment Advisers · CRD # 297134 · Approved
- PROCURITAS CAPITAL INVESTORS VI HOLDING ABExempt Reporting Advisers · CRD # 285491 · ERA - Active
- PROCURITAS VII ADVISORY ABExempt Reporting Advisers · CRD # 324735 · ERA - Active
- PROFOUNDERS CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 209514 · ERA - Active
- PROGRESS ASIA CAPITAL& ADVISORS PTE LTDExempt Reporting Advisers · CRD # 337792 · ERA - Active
- PROIOXIS VENTURES FUND LLCExempt Reporting Advisers · CRD # 328218 · ERA - Active
- PROJECT A VENTURES MANAGEMENT GMBHExempt Reporting Advisers · CRD # 319556 · ERA - Active
- PROMERITUM INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 284730 · ERA - Active
- PROMETHEAN INVESTMENTS LLPRegistered Investment Advisers · CRD # 301383 · Approved
- PROMETHEUS WEALTH MANAGEMENT SAMRegistered Investment Advisers · CRD # 332503 · Approved
- PROOF GROUP CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 312615 · ERA - Active
- PROOFPOINT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 340658 · ERA - Active
- PROPEL EQUITY LLCExempt Reporting Advisers · CRD # 331311 · ERA - Active
- PROPUS CAPITAL LLCExempt Reporting Advisers · CRD # 163535 · ERA - Active