SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 251–300 of 386 matching (names starting with P)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- POKET FINANCIAL, LLCRegistered Investment Advisers · CRD # 221523 · Approved
- POLAR ASSET MANAGEMENT PARTNERS INC.Registered Investment Advisers · CRD # 162681 · Approved
- POLAR CAPITAL LLPRegistered Investment Advisers · CRD # 136133 · Approved
- POLARIS ALPHAExempt Reporting Advisers · CRD # 343571 · ERA - Active
- POLARIS CG SINGAPORE PTE. LTD.Exempt Reporting Advisers · CRD # 169394 · ERA - Active
- POLARIS FINANCIAL PLANNING, LLC.Registered Investment Advisers · CRD # 123035 · Approved
- POLARIS FINANCIAL, LLCRegistered Investment Advisers · CRD # 281952 · Approved
- POLERO ICE ADVISERSRegistered Investment Advisers · CRD # 148790 · Approved
- POLITAN CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 316047 · Approved
- POLLEN STREET CAPITAL LIMITEDExempt Reporting Advisers · CRD # 171814 · ERA - Active
- POLLOCK INVESTMENT ADVISORY CORPORATIONRegistered Investment Advisers · CRD # 137393 · Approved
- POLLOCK PLANNING ASSOCIATES, INC.Registered Investment Advisers · CRD # 105409 · Approved
- POLPO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 323907 · Approved
- POLUNIN CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 159031 · Approved
- POLUS CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 139138 · Approved
- POLYMER CAPITAL JAPAN LIMITEDExempt Reporting Advisers · CRD # 334917 · ERA - Active
- POLYMER CAPITAL MANAGEMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 308190 · ERA - Active
- POLYMER CAPITAL SINGAPORE PTE LTDExempt Reporting Advisers · CRD # 334918 · ERA - Active
- POLYNOMIAL PARTNERS (SG) PTE. LTD.Exempt Reporting Advisers · CRD # 333299 · ERA - Active
- POM WEALTH MANAGEMENT US LLCRegistered Investment Advisers · CRD # 329385 · Approved
- POMONA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329171 · Approved
- POMP INVESTMENTS, LLCExempt Reporting Advisers · CRD # 311026 · ERA - Active
- POND IMAGE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 309465 · ERA - Active
- POPHOUSE INVESTMENT ADVISOR ABExempt Reporting Advisers · CRD # 330333 · ERA - Active
- PORTAGE WEALTH INCRegistered Investment Advisers · CRD # 340012 · Approved
- PORTFOLIO THINKTANKRegistered Investment Advisers · CRD # 154006 · Approved
- PORTIA INVESTMENT ADVISORS LTDRegistered Investment Advisers · CRD # 164565 · Approved
- PORTION CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 322751 · ERA - Active
- PORTLAND FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 127371 · Approved
- PORTMAN SQUARE CAPITAL LLPRegistered Investment Advisers · CRD # 319011 · Approved
- POSSIBILIAN VENTURES, LPExempt Reporting Advisers · CRD # 312603 · ERA - Active
- POTENTIA CAPITAL PTY LTDExempt Reporting Advisers · CRD # 315691 · ERA - Active
- POTENTUM PARTNERS, L.P.Registered Investment Advisers · CRD # 311282 · Approved
- POTOMAC CAPITAL MANAGEMENT INC.Exempt Reporting Advisers · CRD # 163005 · ERA - Active
- POTOMAC INVESTMENT COMPANYRegistered Investment Advisers · CRD # 14553 · Approved
- POWERHOUSE ASSETS LLCRegistered Investment Advisers · CRD # 157538 · Approved
- POWERHOUSE VC PTE. LTD.Exempt Reporting Advisers · CRD # 336310 · ERA - Active
- POWERS INVESTMENT ADVISORY CORPORATIONRegistered Investment Advisers · CRD # 110401 · Approved
- PP PORTFOLIO MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 326785 · ERA - Active
- PRACTICAL VC INVESTMENT ADVISOR, LLCExempt Reporting Advisers · CRD # 316351 · ERA - Active
- PRAGMATECH VENTURE CAPITAL, LLCExempt Reporting Advisers · CRD # 343007 · ERA - Active
- PRAGMATYA TECHNOLOGIES LTD.Exempt Reporting Advisers · CRD # 333373 · ERA - Active
- PRAXIS VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 323680 · ERA - Active
- PREMIER FUND MANAGERS LIMITEDExempt Reporting Advisers · CRD # 338923 · ERA - Active
- PREMIER GOLD GLOBAL WEALTH LLCRegistered Investment Advisers · CRD # 172465 · Approved
- PREMIUM 72 CAPITAL, LLCRegistered Investment Advisers · CRD # 284519 · Approved
- PRESERVATION CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 310564 · ERA - Active
- PRESIGHT CAPITAL LTDExempt Reporting Advisers · CRD # 308091 · ERA - Active
- PRESIGHT MANAGEMENT COMPANY, L.L.C.Exempt Reporting Advisers · CRD # 312722 · ERA - Active
- PREVATT CAPITAL LTDRegistered Investment Advisers · CRD # 311895 · Approved