SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 201–250 of 386 matching (names starting with P)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- PINE HAVEN INVESTMENT COUNSEL, INC.Registered Investment Advisers · CRD # 129365 · Approved
- PINEBRIDGE BENSON ELLIOT LLPExempt Reporting Advisers · CRD # 161857 · ERA - Active
- PINEBRIDGE INVESTMENTS ASIA LIMITEDExempt Reporting Advisers · CRD # 160816 · ERA - Active
- PINEBRIDGE INVESTMENTS EUROPE LIMITEDExempt Reporting Advisers · CRD # 161911 · ERA - Active
- PINESTONE ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 317431 · Approved
- PINETREE MEEMBAY INVESTMENT MANAGEMENT LLCExempt Reporting Advisers · CRD # 343460 · ERA - Active
- PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITEDExempt Reporting Advisers · CRD # 329294 · ERA - Active
- PING AN OVERSEAS INVESTMENT MANAGEMENT COMPANY LIMITEDExempt Reporting Advisers · CRD # 304394 · ERA - Active
- PINKY PROMISE MANAGEMENT CO 1, LLCExempt Reporting Advisers · CRD # 331636 · ERA - Active
- PINNACLE PEAK MANAGEMENT II, L.L.C.Exempt Reporting Advisers · CRD # 316762 · ERA - Active
- PINNACLE PORTFOLIO ADVISORS, LLCRegistered Investment Advisers · CRD # 287622 · Approved
- PINPOINT ASSET MANAGEMENT (SINGAPORE) PTE. LTD.Exempt Reporting Advisers · CRD # 340384 · ERA - Active
- PINPOINT ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 309409 · ERA - Active
- PIONEER ADMINISTRATIVE SERVICES LTDRegistered Investment Advisers · CRD # 289467 · Approved
- PIONEER FUND MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 312046 · ERA - Active
- PIONEER POINT PARTNERS LLPExempt Reporting Advisers · CRD # 323254 · ERA - Active
- PIPER PE LIMITED LIABILITY PARTNERSHIPExempt Reporting Advisers · CRD # 283361 · ERA - Active
- PIPER SANDLER LTD.Exempt Reporting Advisers · CRD # 163758 · ERA - Active
- PITANGO HEALTHTECH MANAGEMENT 2019 LTD.Exempt Reporting Advisers · CRD # 310446 · ERA - Active
- PITANGO HEALTHTECH MC 2022 LTDExempt Reporting Advisers · CRD # 330548 · ERA - Active
- PITANGO INTERNATIONAL MC 2019 LTD.Exempt Reporting Advisers · CRD # 313693 · ERA - Active
- PITANGO VENTURE MANAGEMENT MC 2016 LTDExempt Reporting Advisers · CRD # 288280 · ERA - Active
- PITANGO VENTURE MANAGEMENT MC 2022 LTD.Exempt Reporting Advisers · CRD # 335368 · ERA - Active
- PITANGO VENTURE PARTNERS 2004 LTD.Exempt Reporting Advisers · CRD # 326213 · ERA - Active
- PITANGO VENTURES INTERNATIONAL 2004 LTD.Exempt Reporting Advisers · CRD # 163739 · ERA - Active
- PIVOTNORTH SERVICES LLCExempt Reporting Advisers · CRD # 162818 · ERA - Active
- PLAINTEXT CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 327613 · ERA - Active
- PLAISANCE CAPITAL LLCExempt Reporting Advisers · CRD # 289363 · ERA - Active
- PLAN FIRST WEALTH LLCRegistered Investment Advisers · CRD # 289185 · Approved
- PLANVISION, LLCRegistered Investment Advisers · CRD # 166311 · Approved
- PLATO PLANNING, LLCRegistered Investment Advisers · CRD # 339970 · Approved
- PLATT INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 118737 · Approved
- PLAY VENTURES PTE LTDExempt Reporting Advisers · CRD # 312657 · ERA - Active
- PLEASANTDALE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 302034 · Approved
- PLEDGE VENTURES LTDExempt Reporting Advisers · CRD # 331766 · ERA - Active
- PLEIAD INVESTMENT ADVISORS LIMITEDRegistered Investment Advisers · CRD # 172237 · Approved
- PLENUS MANAGEMENT III 2007 LTD.Exempt Reporting Advisers · CRD # 162970 · ERA - Active
- PLEXO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298402 · Approved
- PLINIAN CAPITAL LTD.Exempt Reporting Advisers · CRD # 281571 · ERA - Active
- PLUM STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 283917 · Approved
- PLURAL FRANCE SASExempt Reporting Advisers · CRD # 341433 · ERA - Active
- PLURAL UK MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 322049 · ERA - Active
- PM ADVISORS LTD.Exempt Reporting Advisers · CRD # 317476 · ERA - Active
- PMC FIG OPPORTUNITIES LLCExempt Reporting Advisers · CRD # 312486 · ERA - Active
- POINT HOPE PTE LTDExempt Reporting Advisers · CRD # 313988 · ERA - Active
- POINT NEMO CAPITAL, LLCRegistered Investment Advisers · CRD # 328695 · Approved
- POINT NINE MANAGEMENT GMBHExempt Reporting Advisers · CRD # 306640 · ERA - Active
- POINT NINE MANAGEMENT II GMBHExempt Reporting Advisers · CRD # 319531 · ERA - Active
- POINT ONE PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 339679 · 120-Day Approval
- POINTER.CAPITAL, LLCExempt Reporting Advisers · CRD # 314085 · ERA - Active