SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 386 matching (names starting with P)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- PAUL J. GLASHOFER ENTERPRISES, INC.Registered Investment Advisers · CRD # 146262 · Approved
- PAULO FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 131943 · Approved
- PAVAKI CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 316395 · Approved
- PAYNE CAPITAL LLCRegistered Investment Advisers · CRD # 329458 · Approved
- PCJ INVESTMENT COUNSEL LTD.Registered Investment Advisers · CRD # 174083 · Approved
- PCP GP INC.Exempt Reporting Advisers · CRD # 314586 · ERA - Active
- PCP MANAGEMENT (DEVELOPING COUNTRIES), LLCExempt Reporting Advisers · CRD # 281374 · ERA - Active
- PCP MANAGEMENT (EM SMALL CAP), LLCExempt Reporting Advisers · CRD # 281375 · ERA - Active
- PCT CAPITAL LLCExempt Reporting Advisers · CRD # 340701 · ERA - Active
- PEACHTREE INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 142839 · Approved
- PEAK XV PARTNERS I LLCExempt Reporting Advisers · CRD # 163626 · ERA - Active
- PEAK XV PARTNERS OPERATIONS LLCRegistered Investment Advisers · CRD # 305299 · Approved
- PEAKSIDE CAPITAL ADVISORS AGExempt Reporting Advisers · CRD # 161931 · ERA - Active
- PEARL DIVER AQUANAUT GP LTD.Exempt Reporting Advisers · CRD # 341756 · ERA - Active
- PEARL DIVER CAPITAL LLPRegistered Investment Advisers · CRD # 283834 · Approved
- PEARL DIVER CLO OPPORTUNITY 2014 GP LTD.Exempt Reporting Advisers · CRD # 301388 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2017 GP LTD.Exempt Reporting Advisers · CRD # 301390 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2017-A GP LIMITEDExempt Reporting Advisers · CRD # 288552 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2018 GP LTD.Exempt Reporting Advisers · CRD # 301391 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2018-M GP LTD.Exempt Reporting Advisers · CRD # 301392 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2019 GP LTD.Exempt Reporting Advisers · CRD # 301393 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2021 GP LIMITEDExempt Reporting Advisers · CRD # 319563 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY EMPIRE GP LTDExempt Reporting Advisers · CRD # 313941 · ERA - Active
- PEARL DIVER FLOATING RATE GLOBAL INCOME GP LTD.Exempt Reporting Advisers · CRD # 336065 · ERA - Active
- PEARL DIVER FLOATING RATE INVESTMENT GRADE GP LTD.Exempt Reporting Advisers · CRD # 335813 · ERA - Active
- PEARL DIVER NAUTILUS MASTER GP LTD.Exempt Reporting Advisers · CRD # 330983 · ERA - Active
- PEARL WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 326283 · Approved
- PEARL WEALTH LLCRegistered Investment Advisers · CRD # 296811 · Approved
- PEARLSTONE ALTERNATIVE (UK) LLPRegistered Investment Advisers · CRD # 324441 · Approved
- PEARS PARTNERSHIP CAPITAL LIMITEDExempt Reporting Advisers · CRD # 326759 · ERA - Active
- PEAVINE CAPITAL, LLCRegistered Investment Advisers · CRD # 159922 · Approved
- PECK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157407 · Approved
- PELHAM CAPITAL LTDExempt Reporting Advisers · CRD # 173584 · ERA - Active
- PELICAN CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 338285 · Approved
- PELOTON CAPITAL MANAGEMENT INC.Exempt Reporting Advisers · CRD # 323826 · ERA - Active
- PELTOMA CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 325138 · Approved
- PEMBERTON ASSET MANAGEMENT S.A.Exempt Reporting Advisers · CRD # 282865 · ERA - Active
- PEMBERTON CAPITAL ADVISORS LLPRegistered Investment Advisers · CRD # 282621 · Approved
- PEMBROKE MANAGEMENT LTD.Registered Investment Advisers · CRD # 155405 · Approved
- PENFUND MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 282893 · ERA - Active
- PENFUND PRIME MANAGEMENT LTDExempt Reporting Advisers · CRD # 333096 · ERA - Active
- PENNY JAR CAPITAL, LLCExempt Reporting Advisers · CRD # 317719 · ERA - Active
- PENSIONBEE INC.Registered Investment Advisers · CRD # 331741 · Approved
- PENTA CAPITAL LLPExempt Reporting Advisers · CRD # 161412 · ERA - Active
- PENTAGREEN CAPITAL FUND MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 333782 · ERA - Active
- PENTSAO ADVISORS LLCExempt Reporting Advisers · CRD # 322298 · ERA - Active
- PEP MANAGEMENT (JERSEY) LIMITEDExempt Reporting Advisers · CRD # 160771 · ERA - Active
- PEREON WEALTH LLCRegistered Investment Advisers · CRD # 338908 · Approved
- PERGA CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 289520 · ERA - Active
- PERISCOPE CAPITAL INC.Exempt Reporting Advisers · CRD # 322913 · ERA - Active