SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 1–50 of 217 matching (names starting with N)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- N49P MANAGEMENT, LLCExempt Reporting Advisers · CRD # 322307 · ERA - Active
- NAAB CAPITAL LLCExempt Reporting Advisers · CRD # 330736 · ERA - Active
- NAKOMA CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330825 · ERA - Active
- NALANDA CAPITAL PTE LTD.Exempt Reporting Advisers · CRD # 163183 · ERA - Active
- NAMSOFT ADVISORS, LLCRegistered Investment Advisers · CRD # 338837 · Approved
- NANO-CAP NEW MILLENNIUM ADVISORS, LLCExempt Reporting Advisers · CRD # 167671 · ERA - Active
- NANODIMENSION AGExempt Reporting Advisers · CRD # 315030 · ERA - Active
- NANTAS LLCRegistered Investment Advisers · CRD # 336473 · Approved
- NAPIER PARK GLOBAL CAPITAL LTDRegistered Investment Advisers · CRD # 157629 · Approved
- NAPRAFORGO CREDIT KFT.Exempt Reporting Advisers · CRD # 313455 · ERA - Active
- NARDIS ADVISORS LLCRegistered Investment Advisers · CRD # 151517 · Approved
- NARROW GAUGE CAPITAL, LLCExempt Reporting Advisers · CRD # 294792 · ERA - Active
- NARROW WATER PARTNERS LTDExempt Reporting Advisers · CRD # 331676 · ERA - Active
- NASEEB INCRegistered Investment Advisers · CRD # 330409 · Approved
- NATIONAL INVESTMENT AND INFRASTRUCTURE FUND LIMITEDExempt Reporting Advisers · CRD # 313045 · ERA - Active
- NATIONAL MUTUAL FUNDS MANAGEMENT LTDExempt Reporting Advisers · CRD # 324308 · ERA - Active
- NATURAL INVESTMENTS PBLLCRegistered Investment Advisers · CRD # 113348 · Approved
- NATURE INFRASTRUCTURE CAPITALExempt Reporting Advisers · CRD # 341360 · ERA - Active
- NATWEALTH MANAGEMENT (USA) INCRegistered Investment Advisers · CRD # 310098 · Approved
- NATWEST BANK PLC (UK)Registered Investment Advisers · CRD # 160376 · Approved
- NAUTA CAPITAL LLCRegistered Investment Advisers · CRD # 329207 · Approved
- NAUTILUS VENTURES ADVISORS US, LLCExempt Reporting Advisers · CRD # 301082 · ERA - Active
- NAUTILUS VENTURES MANAGEMENT COMPANY (US), LLCExempt Reporting Advisers · CRD # 226758 · ERA - Active
- NAVI INTL-ADMINISTRADORA E GESTORA DE RECURSOS FINANCEIROS LTDA.Registered Investment Advisers · CRD # 332351 · Approved
- NAVIGANT CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 335538 · ERA - Active
- NAVIGO WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146265 · Approved
- NAVIQUANT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 325236 · Approved
- NAVIS CAPITAL PARTNERS LTD.Exempt Reporting Advisers · CRD # 162052 · ERA - Active
- NAVY CAPITAL GREEN MANAGEMENT, LLCExempt Reporting Advisers · CRD # 299809 · ERA - Active
- NAXICAP PARTNERSExempt Reporting Advisers · CRD # 317815 · ERA - Active
- NAYA CAPITAL MANAGEMENT UK LIMITEDRegistered Investment Advisers · CRD # 166159 · Approved
- NAYA MANAGEMENT (DIFC) LIMITEDExempt Reporting Advisers · CRD # 337791 · ERA - Active
- NAYLOR & COMPANY INVESTMENTS, LLCRegistered Investment Advisers · CRD # 124924 · Approved
- NAYLOR CAPITAL LLCRegistered Investment Advisers · CRD # 170821 · Approved
- NB ACCESS GP, LLCExempt Reporting Advisers · CRD # 334613 · ERA - Active
- NBM MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 172675 · ERA - Active
- NC MANAGEMENT GMBHExempt Reporting Advisers · CRD # 329933 · ERA - Active
- NCAF MANAGEMENT III, LLCExempt Reporting Advisers · CRD # 311015 · ERA - Active
- NCW ADVISORS, LLCExempt Reporting Advisers · CRD # 172431 · ERA - Active
- NDB ZEPHYR PARTNERS LIMITEDExempt Reporting Advisers · CRD # 175018 · ERA - Active
- NDH OPPORTUNITY LLCRegistered Investment Advisers · CRD # 341426 · Approved
- NDURE GLOBAL LLCRegistered Investment Advisers · CRD # 327280 · Approved
- NEBULAR MANAGEMENT, LLCExempt Reporting Advisers · CRD # 325162 · ERA - Active
- NEL MEZZO LLCRegistered Investment Advisers · CRD # 343911 · 120-Day Approval
- NELLORE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 300467 · Approved
- NELSON ENTERPRISES LLCRegistered Investment Advisers · CRD # 307706 · Approved
- NEMAN VENTURES LLCRegistered Investment Advisers · CRD # 330770 · Approved
- NEMO CAPITALRegistered Investment Advisers · CRD # 301309 · Approved
- NEO ALTERNATIVE ASSET MANAGERS PRIVATE LIMITED - IFSC BRANCHExempt Reporting Advisers · CRD # 338380 · ERA - Active
- NEO INVESTMENT PARTNERS LLPExempt Reporting Advisers · CRD # 168400 · ERA - Active