Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- NASDAQ ESOP INCExempt Reporting Advisers · CRD # 343563 · CO · ERA - Active
- NAUTICAL ECHO CAPITAL LTDExempt Reporting Advisers · CRD # 339335 · CO · ERA - Active
- NAVIGATION WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 282640 · CO · Approved
- NEOMICS INSTITUTE INCExempt Reporting Advisers · CRD # 344228 · CO · ERA - Active
- NEWSTARASSET CAPITAL INCExempt Reporting Advisers · CRD # 340108 · CO · ERA - Active
- NEWVALE CAPITAL LLCExempt Reporting Advisers · CRD # 328660 · CO · ERA - Active
- NEXERA TECHNOLOGIES LTD.Exempt Reporting Advisers · CRD # 341065 · CO · ERA - Active
- NEXTRIONYX LTDExempt Reporting Advisers · CRD # 342240 · CO · ERA - Active
- NEXUS ENERGY PARTNERS LLCExempt Reporting Advisers · CRD # 329387 · CO · ERA - Active
- NILSINE PARTNERS, LLCRegistered Investment Advisers · CRD # 315694 · CO · Approved
- NOBLE WEALTH MANAGEMENT P.B.C.Registered Investment Advisers · CRD # 322607 · CO · Approved
- NOBLE WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 298396 · CO · Approved
- NORDSTERN KAPITALMANAGEMENT GMBH LTDExempt Reporting Advisers · CRD # 337924 · CO · ERA - Active
- NORTHWOOD INVESTORS LLCRegistered Investment Advisers · CRD # 161406 · CO · Approved
- NORVION CAPITAL LLCExempt Reporting Advisers · CRD # 343150 · CO · ERA - Active
- NORZIUM EXCHANGE LTDExempt Reporting Advisers · CRD # 344070 · CO · ERA - Active
- NOVA ACADEMY OF FINANCE LTDExempt Reporting Advisers · CRD # 340607 · CO · ERA - Active
- NOVA FINANCIAL ACADEMY LTDExempt Reporting Advisers · CRD # 339834 · CO · ERA - Active
- NZS CAPITAL LLCRegistered Investment Advisers · CRD # 305093 · CO · Approved