Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NUTS2INVEST.COM, LLCRegistered Investment Advisers · CRD # 164438 · Approved
- NUTSHELL ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 329065 · ERA - Active
- NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITEDExempt Reporting Advisers · CRD # 306545 · ERA - Active
- NUVEEN SINGAPORE PRIVATE LIMITEDExempt Reporting Advisers · CRD # 338079 · ERA - Active
- NVM PRIVATE EQUITY LLPExempt Reporting Advisers · CRD # 301108 · ERA - Active
- NW1 PARTNERS UK LLPRegistered Investment Advisers · CRD # 289003 · Approved
- NW1 PARTNERS US LLCRegistered Investment Advisers · CRD # 289852 · Approved
- NWEALTH INC.Registered Investment Advisers · CRD # 340017 · 120-Day Approval
- NXC FUND I MGT, LLCExempt Reporting Advisers · CRD # 344826 · ERA - Active
- NXP MANAGEMENT LLCExempt Reporting Advisers · CRD # 321246 · ERA - Active
- NYHAVN CAPITAL ABExempt Reporting Advisers · CRD # 313757 · ERA - Active
- NYL INVESTMENTS EUROPE LIMITEDExempt Reporting Advisers · CRD # 306388 · ERA - Active
- NYLIM JACOB BALLAS ASSET MANAGEMENT COMPANY III LLCExempt Reporting Advisers · CRD # 163119 · ERA - Active
- NYMBUS CAPITAL INC.Registered Investment Advisers · CRD # 298214 · Approved
- NYO CAPITAL, LLCExempt Reporting Advisers · CRD # 343728 · ERA - Active
- NYVER CAPITAL MANAGEMENT B.V.Exempt Reporting Advisers · CRD # 339569 · ERA - Active
- NYX INVESTMENT MANAGEMENT CORPORATE LIMITEDExempt Reporting Advisers · CRD # 331839 · ERA - Active