SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 217 matching (names starting with N)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- NORTH WESTERLY HOLDINGS B.V.Exempt Reporting Advisers · CRD # 327812 · ERA - Active
- NORTHCAPE CAPITAL PTY LTDRegistered Investment Advisers · CRD # 332305 · Approved
- NORTHCROSS CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 159723 · ERA - Active
- NORTHEDGE CAPITAL LLPExempt Reporting Advisers · CRD # 173768 · ERA - Active
- NORTHERN BOREALIS LLCExempt Reporting Advisers · CRD # 340911 · ERA - Active
- NORTHERN LIGHT VENTURE CAPITAL DEVELOPMENT LIMITEDExempt Reporting Advisers · CRD # 161103 · ERA - Active
- NORTHERN TRUST GLOBAL INVESTMENTS LTDRegistered Investment Advisers · CRD # 111900 · Approved
- NORTHFORT FINANCIAL, LLCRegistered Investment Advisers · CRD # 143916 · Approved
- NORTHFRONT FINANCIAL USA INCRegistered Investment Advisers · CRD # 301105 · Approved
- NORTHLEAF CAPITAL ADVISORS LTD.Registered Investment Advisers · CRD # 145014 · Approved
- NORTHLEAF CAPITAL PARTNERS (CANADA) LTD.Exempt Reporting Advisers · CRD # 327067 · ERA - Active
- NORTHLIGHT GROUP LLPExempt Reporting Advisers · CRD # 283883 · ERA - Active
- NORTHMONT CAPITAL MANAGEMENT INC.Exempt Reporting Advisers · CRD # 161804 · ERA - Active
- NORTHPOINT INVESTMENT MANAGEMENT (IFSC) LLPExempt Reporting Advisers · CRD # 339924 · ERA - Active
- NORTHSTAR ADVISORS PTE LTDExempt Reporting Advisers · CRD # 165852 · ERA - Active
- NORTHSTAR FIDUCIARY PARTNERS, LLCRegistered Investment Advisers · CRD # 284994 · Approved
- NORTHSTAR FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 147108 · Approved
- NORTHSTAR FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 124194 · Approved
- NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 153063 · Approved
- NORTHWEST VENTURE SERVICES CORPORATIONExempt Reporting Advisers · CRD # 160942 · ERA - Active
- NORTHZONE MANAGEMENT GROWTH II LIMITEDExempt Reporting Advisers · CRD # 327713 · ERA - Active
- NORTHZONE MANAGEMENT IX LIMITEDExempt Reporting Advisers · CRD # 327719 · ERA - Active
- NORTHZONE MANAGEMENT X LIMITEDExempt Reporting Advisers · CRD # 327695 · ERA - Active
- NORVESTOR INVESTMENT MANAGEMENTExempt Reporting Advisers · CRD # 307639 · ERA - Active
- NOSARA CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 335373 · ERA - Active
- NOT A VENTURE FUND LLCExempt Reporting Advisers · CRD # 318836 · ERA - Active
- NOT BORING CAPITAL, LLCExempt Reporting Advisers · CRD # 315644 · ERA - Active
- NOTION CAPITAL MANAGERS LLPExempt Reporting Advisers · CRD # 301084 · ERA - Active
- NOUR PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 343603 · 120-Day Approval
- NOVA DIGITAL FZEExempt Reporting Advisers · CRD # 340943 · ERA - Active
- NOVACAP MANAGEMENT FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 327205 · Approved
- NOVACAP MANAGEMENT INC.Registered Investment Advisers · CRD # 290100 · Approved
- NOVACAP MANAGEMENT US INC.Registered Investment Advisers · CRD # 327243 · Approved
- NOVACORE CAPITAL LLPExempt Reporting Advisers · CRD # 339222 · ERA - Active
- NOVAQUEST CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 160359 · Approved
- NOVEMBER INDIA CO, LLCExempt Reporting Advisers · CRD # 337840 · ERA - Active
- NOVERA VENTURES, LLCExempt Reporting Advisers · CRD # 339206 · ERA - Active
- NOVICA, LLCExempt Reporting Advisers · CRD # 344360 · ERA - Active
- NOVO TELLUS CAPITAL PARTNERS PTE. LTD.Exempt Reporting Advisers · CRD # 311350 · ERA - Active
- NPJ ASSET MANAGEMENT LLPExempt Reporting Advisers · CRD # 140986 · ERA - Active
- NPM CONSULTING, LLCRegistered Investment Advisers · CRD # 163237 · Approved
- NPW INC.Registered Investment Advisers · CRD # 310288 · Approved
- NREP ABExempt Reporting Advisers · CRD # 282262 · ERA - Active
- NS MANAGEMENT LTDRegistered Investment Advisers · CRD # 297781 · Approved
- NS PARTNERS LTDRegistered Investment Advisers · CRD # 110625 · Approved
- NSVCA INC.Exempt Reporting Advisers · CRD # 336318 · ERA - Active
- NTASSET (CAYMAN) LTDExempt Reporting Advisers · CRD # 163936 · ERA - Active
- NTF ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 298560 · ERA - Active
- NUCLEO CAPITAL LTDA.Registered Investment Advisers · CRD # 287719 · Approved
- NUMEN CAPITAL LLPExempt Reporting Advisers · CRD # 166984 · ERA - Active