SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 101–150 of 217 matching (names starting with N)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- NEXXUS CAPITAL ADMINISTRADOR VI, S.C.Exempt Reporting Advisers · CRD # 288051 · ERA - Active
- NG MANAGEMENT S.A.Exempt Reporting Advisers · CRD # 162755 · ERA - Active
- NGP FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 310443 · Approved
- NGP MANAGEMENT CO. OYExempt Reporting Advisers · CRD # 330826 · ERA - Active
- NGV MANAGEMENT, LLCExempt Reporting Advisers · CRD # 291355 · ERA - Active
- NHCI II UG (HAFTUNGSBESCHRAENKT) & CO. KGExempt Reporting Advisers · CRD # 343927 · ERA - Active
- NHCI IV UG (HAFTUNGSBESCHRAENKT) & CO. KGExempt Reporting Advisers · CRD # 342351 · ERA - Active
- NIA IMPACT ADVISORS, LLCRegistered Investment Advisers · CRD # 286587 · Approved
- NIAM ABExempt Reporting Advisers · CRD # 161236 · ERA - Active
- NIATROSS INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 289600 · ERA - Active
- NICH CAPITAL PARTNERS, INC.Registered Investment Advisers · CRD # 159260 · Approved
- NICHOLE WISCHOFF, LLCExempt Reporting Advisers · CRD # 331671 · ERA - Active
- NICKEL DIGITAL ASSET MANAGEMENT LTDExempt Reporting Advisers · CRD # 316708 · ERA - Active
- NICOLA WEALTH MANAGEMENT LTD.Registered Investment Advisers · CRD # 173201 · Approved
- NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 155416 · Approved
- NILI CAPITAL MANAGEMENT P.E., LTD.Exempt Reporting Advisers · CRD # 342802 · ERA - Active
- NINE MASTS CAPITAL (DIFC) LIMITEDExempt Reporting Advisers · CRD # 339494 · ERA - Active
- NINE MASTS CAPITAL LIMITEDExempt Reporting Advisers · CRD # 162024 · ERA - Active
- NINE30 ADVISORS LLCRegistered Investment Advisers · CRD # 326596 · Approved
- NINEPOINT PARTNERS LPRegistered Investment Advisers · CRD # 289068 · Approved
- NINETY ONE GUERNSEY LIMITEDExempt Reporting Advisers · CRD # 313638 · ERA - Active
- NINETY ONE LUXEMBOURG S.A.Exempt Reporting Advisers · CRD # 284886 · ERA - Active
- NINETY ONE UK LIMITEDRegistered Investment Advisers · CRD # 158310 · Approved
- NIPPON INVESTMENT COMPANYExempt Reporting Advisers · CRD # 298803 · ERA - Active
- NIPPON SANGYO SUISHIN KIKO LTDExempt Reporting Advisers · CRD # 340624 · ERA - Active
- NIPPON VALUE INVESTORS KKRegistered Investment Advisers · CRD # 140500 · Approved
- NISH CAPITAL INVESTMENT ADVISORS LLPExempt Reporting Advisers · CRD # 315223 · ERA - Active
- NISHKAMA CAPITAL LLCRegistered Investment Advisers · CRD # 170322 · Approved
- NITROGEN FUND MANAGERS (PTY) LTDExempt Reporting Advisers · CRD # 333929 · ERA - Active
- NIYA PARTNERS INC.Exempt Reporting Advisers · CRD # 327203 · ERA - Active
- NK CAPITAL LLCRegistered Investment Advisers · CRD # 318615 · Approved
- NLC CAPITAL MANCO LIMITEDExempt Reporting Advisers · CRD # 337345 · ERA - Active
- NOBLEBRIDGE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146612 · Approved
- NODE CAPITAL MANAGEMENT GP LTDExempt Reporting Advisers · CRD # 325922 · ERA - Active
- NOMAD VENTURE PARTNERS, LLCExempt Reporting Advisers · CRD # 316236 · ERA - Active
- NOMURA ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 110814 · Approved
- NORD HOLDING UNTERNEHMENSBETEILIGUNGSGESELLSCHAFT MBHExempt Reporting Advisers · CRD # 342350 · ERA - Active
- NORDFLINT CAPITAL PARTNERS FONDSMAEGLERSELSKAB A/SRegistered Investment Advisers · CRD # 310492 · Approved
- NORDIC CAPITAL MANAGEMENT SARLExempt Reporting Advisers · CRD # 341354 · ERA - Active
- NORDIC INVESTMENT OPPORTUNITIES A/SExempt Reporting Advisers · CRD # 322133 · ERA - Active
- NORDIKA FORVALTNING ABExempt Reporting Advisers · CRD # 326502 · ERA - Active
- NORDSTAR PARTNERS MANAGEMENT LLPExempt Reporting Advisers · CRD # 318941 · ERA - Active
- NORDVEST GMBHExempt Reporting Advisers · CRD # 343929 · ERA - Active
- NORLAND CAPITAL LPRegistered Investment Advisers · CRD # 288562 · Approved
- NORTH HILL VENTURES II GP, LLCExempt Reporting Advisers · CRD # 163098 · ERA - Active
- NORTH OF SOUTH CAPITAL LLPRegistered Investment Advisers · CRD # 300917 · Approved
- NORTH SOUTH VC, LLCExempt Reporting Advisers · CRD # 336273 · ERA - Active
- NORTH TIDE CAPITAL, LLCExempt Reporting Advisers · CRD # 342349 · ERA - Active
- NORTH WALL CAPITAL LLPRegistered Investment Advisers · CRD # 298653 · Approved
- NORTH WALL CAPITAL MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 305236 · ERA - Active