Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- LONGVIEW PARTNERS LLPRegistered Investment Advisers · CRD # 139390 · Approved
- LONGVIEW WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 139489 · Approved
- LOOKING GLASS CAPITAL LLCExempt Reporting Advisers · CRD # 342058 · ERA - Active
- LOOMIS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 333000 · Approved
- LORNE STEINBERG WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 290262 · Approved
- LOTUS ASSET MANAGEMENT LIMITED LIABILITY COMPANYRegistered Investment Advisers · CRD # 277030 · Approved
- LOTUX VENTURES, LLCExempt Reporting Advisers · CRD # 324162 · ERA - Active
- LOVE LTDExempt Reporting Advisers · CRD # 338177 · ERA - Active
- LOVETT INVESTMENT CONSULTING LLCRegistered Investment Advisers · CRD # 143178 · Approved
- LOW CARBON INVESTMENT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 324331 · ERA - Active
- LOWERY THOMAS, LLCRegistered Investment Advisers · CRD # 110058 · Approved
- LOWKEY SERVICES COMPANY, LTD.Exempt Reporting Advisers · CRD # 308034 · ERA - Active
- LRI VISION MANAGEMENT, LLCExempt Reporting Advisers · CRD # 291983 · ERA - Active
- LSVP MAURITIUS MANAGEMENTExempt Reporting Advisers · CRD # 343439 · ERA - Active
- LTC (BVI) LTDExempt Reporting Advisers · CRD # 342812 · ERA - Active
- LUCAS VENTURE MANAGEMENT LLCExempt Reporting Advisers · CRD # 341813 · ERA - Active
- LUEDTKE & ASSOCIATES LLCRegistered Investment Advisers · CRD # 337424 · Approved
- LUGANO FINANCIAL ADVISORS S.A.Registered Investment Advisers · CRD # 152864 · Approved
- LUME CAPITAL ADVISORS, LLC.Exempt Reporting Advisers · CRD # 285745 · ERA - Active
- LUMENS CAPITAL PARTNERS (SINGAPORE) PTE. LTD.Exempt Reporting Advisers · CRD # 332760 · ERA - Active
- LUMENS CAPITAL PARTNERS LTDExempt Reporting Advisers · CRD # 332753 · ERA - Active
- LUMINA CAPITAL MANAGEMENT LTDA.Exempt Reporting Advisers · CRD # 328661 · ERA - Active
- LUMINIST CAPITAL, LLCRegistered Investment Advisers · CRD # 173396 · Approved
- LUMIRA CAPITAL INVESTMENT MANAGEMENT INC.Exempt Reporting Advisers · CRD # 164152 · ERA - Active
- LUNAR CAPITAL MANAGEMENT ADVISORS LTD.Exempt Reporting Advisers · CRD # 163572 · ERA - Active
- LUPIN INVESTMENT CO. LTD.Exempt Reporting Advisers · CRD # 308987 · ERA - Active
- LVC MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 308321 · ERA - Active
- LW CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313151 · Approved
- LYFE CAPITAL GLOBAL PARTNER LIMITEDExempt Reporting Advisers · CRD # 319138 · ERA - Active
- LYFE CAPITAL INVESTMENT MANAGEMENT (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 308092 · ERA - Active
- LYFE CAPITAL INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD.Exempt Reporting Advisers · CRD # 319141 · ERA - Active
- LYFE CAPITAL INVESTMENT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 306400 · ERA - Active
- LYFE CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 306401 · ERA - Active
- LYGH CAPITAL PTE. LTD.Registered Investment Advisers · CRD # 321637 · Approved
- LYNCH ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 159938 · Approved
- LYNX ASSET MANAGEMENT ABRegistered Investment Advisers · CRD # 285234 · Approved
- LYNX CAPITAL GROUP LTDRegistered Investment Advisers · CRD # 120459 · Approved
- LYPTUS CAPITAL, LLCExempt Reporting Advisers · CRD # 327271 · ERA - Active