SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 51–100 of 238 matching (names starting with L)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- LAUDE VENTURES MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 332427 · ERA - Active
- LAURIUM CAPITAL (PTY) LTDExempt Reporting Advisers · CRD # 326795 · ERA - Active
- LAURUS GLOBAL EQUITY MANAGEMENT INC.Registered Investment Advisers · CRD # 317604 · Approved
- LAUXERA CAPITAL PARTNERSExempt Reporting Advisers · CRD # 313762 · ERA - Active
- LAV ADVANCED MANAGEMENT COMPANY LIMITEDExempt Reporting Advisers · CRD # 288536 · ERA - Active
- LAV ASSET MANAGEMENT (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 326019 · ERA - Active
- LAV GLOBAL MANAGEMENT COMPANY LIMITEDExempt Reporting Advisers · CRD # 300989 · ERA - Active
- LAV INVESTMENT ADVISER LIMITEDExempt Reporting Advisers · CRD # 313327 · ERA - Active
- LAV MANAGEMENT COMPANY, LIMITEDExempt Reporting Advisers · CRD # 162393 · ERA - Active
- LAVA VENTURES LTD.Exempt Reporting Advisers · CRD # 330688 · ERA - Active
- LAVA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167674 · Approved
- LAVEN ADVISORS LLPExempt Reporting Advisers · CRD # 328030 · ERA - Active
- LAXMI CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 328700 · ERA - Active
- LAYER GLOBAL HK ADVISOR LIMITEDExempt Reporting Advisers · CRD # 344470 · ERA - Active
- LBO FRANCE GESTIONExempt Reporting Advisers · CRD # 174900 · ERA - Active
- LC MANAGEMENT (INTERNATIONAL) LIMITEDExempt Reporting Advisers · CRD # 330501 · ERA - Active
- LCIF GP S.A R.L.Exempt Reporting Advisers · CRD # 323830 · ERA - Active
- LCM CAPITAL LLPExempt Reporting Advisers · CRD # 284385 · ERA - Active
- LCV MANAGEMENT, LPRegistered Investment Advisers · CRD # 338080 · Approved
- LDVM, LLCExempt Reporting Advisers · CRD # 314377 · ERA - Active
- LDVP MANAGEMENT, LLCExempt Reporting Advisers · CRD # 178532 · ERA - Active
- LEA PARTNERS GMBHExempt Reporting Advisers · CRD # 329061 · ERA - Active
- LEAD MANAGEMENT COMPANY LTD.Exempt Reporting Advisers · CRD # 301061 · ERA - Active
- LEADENHALL CAPITAL PARTNERS LLPRegistered Investment Advisers · CRD # 282820 · Approved
- LEAP INNOVATIONS VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 320773 · ERA - Active
- LEAPFROG INVESTMENTS GROUP, LTD.Exempt Reporting Advisers · CRD # 169188 · ERA - Active
- LECAP ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 325210 · ERA - Active
- LEDGEWOOD MANAGEMENT, LLCExempt Reporting Advisers · CRD # 326831 · ERA - Active
- LEE OVERLAY PARTNERS LTDRegistered Investment Advisers · CRD # 110822 · Approved
- LEE, KELLEHER, & KLEIN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 331717 · Approved
- LEEDS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 338932 · ERA - Active
- LEEK II, JAY ALANExempt Reporting Advisers · CRD # 287492 · ERA - Active
- LEEWARD FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 288779 · Approved
- LEFEVRE PARK CAPITAL LIMITEDExempt Reporting Advisers · CRD # 343253 · ERA - Active
- LEGA Z ADVISORY LLCRegistered Investment Advisers · CRD # 297417 · Approved
- LEGACY BEYOND WEALTH LLCRegistered Investment Advisers · CRD # 328708 · Approved
- LEGACY FINANCIAL ADVISORS II, LLCRegistered Investment Advisers · CRD # 309156 · Approved
- LEGACY PHARMA INVEST GP INC.Exempt Reporting Advisers · CRD # 329146 · ERA - Active
- LEGACY ROAD LLCRegistered Investment Advisers · CRD # 337654 · Approved
- LEGAL ADVANTAGE INVESTMENTS, INC.Registered Investment Advisers · CRD # 118131 · Approved
- LEGEND CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 336029 · Approved
- LEGEND CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 163586 · ERA - Active
- LEGION VC PARTNERS LLCExempt Reporting Advisers · CRD # 341689 · ERA - Active
- LEIBNIZ GROUP CORP.Exempt Reporting Advisers · CRD # 329041 · ERA - Active
- LELAND WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 344175 · 120-Day Approval
- LEMNISCAP GLOBAL LIMITEDExempt Reporting Advisers · CRD # 325597 · ERA - Active
- LEMNOS LABS INC.Exempt Reporting Advisers · CRD # 163685 · ERA - Active
- LEND ACADEMY INVESTMENTS, LLCRegistered Investment Advisers · CRD # 169878 · Approved
- LENDING ARK ASIA SECURED PRIVATE DEBT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 309441 · ERA - Active
- LENS FLOW CAPITAL LLCExempt Reporting Advisers · CRD # 328374 · ERA - Active