Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- DAOBIT HOLDINGS LIMITEDExempt Reporting Advisers · CRD # 339212 · CO · ERA - Active
- DEEPXIOM LTDExempt Reporting Advisers · CRD # 343713 · CO · ERA - Active
- DEER PARK ROAD MANAGEMENT COMPANY, LPRegistered Investment Advisers · CRD # 140370 · CO · Approved
- DELTA-V CAPITAL, LLCRegistered Investment Advisers · CRD # 161800 · CO · Approved
- DENVER ANGELS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 306752 · CO · ERA - Active
- DENVER PWM, LLCRegistered Investment Advisers · CRD # 171139 · CO · Approved
- DENVER WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 284868 · CO · Approved
- DESTINY CAPITAL CORPORATIONRegistered Investment Advisers · CRD # 111196 · CO · Approved
- DKCX DIGITAL FINANCE TECHNOLOGY CO., LTD.Exempt Reporting Advisers · CRD # 344057 · CO · ERA - Active
- DODDS WEALTH, LLCRegistered Investment Advisers · CRD # 323632 · CO · Approved
- DOWNING STREET WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 152983 · CO · Approved
- DREAM U.S. MANAGER LLCRegistered Investment Advisers · CRD # 314547 · CO · Approved