Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- DUNHAM PARTNERS LLCExempt Reporting Advisers · CRD # 158592 · ERA - Active
- DUNHILL FINANCIAL, LLCRegistered Investment Advisers · CRD # 288211 · Approved
- DURO CAPITAL (SINGAPORE) ADVISORS PTE. LTD.Exempt Reporting Advisers · CRD # 306395 · ERA - Active
- DUVARNEY, CRAIG DOUGLASRegistered Investment Advisers · CRD # 126911 · Approved
- DV CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 147013 · Approved
- DV PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 308908 · ERA - Active
- DW INVESTMENT SOLUTIONS, INC.Registered Investment Advisers · CRD # 150471 · Approved
- DWS ALTERNATIVES GLOBAL LIMITEDRegistered Investment Advisers · CRD # 139526 · Approved
- DWS INTERNATIONAL GMBHRegistered Investment Advisers · CRD # 105075 · Approved
- DWS INVESTMENT S.A.Exempt Reporting Advisers · CRD # 300838 · ERA - Active
- DWS INVESTMENTS AUSTRALIA LIMITEDRegistered Investment Advisers · CRD # 109112 · Approved
- DWS INVESTMENTS HONG KONG LIMITEDRegistered Investment Advisers · CRD # 139666 · Approved
- DYMON ASIA CAPITAL (DIFC) LIMITEDExempt Reporting Advisers · CRD # 334222 · ERA - Active
- DYMON ASIA CAPITAL (HK) LIMITEDExempt Reporting Advisers · CRD # 164387 · ERA - Active
- DYMON ASIA CAPITAL (JAPAN) LIMITEDExempt Reporting Advisers · CRD # 321093 · ERA - Active
- DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.Exempt Reporting Advisers · CRD # 159386 · ERA - Active
- DYMON ASIA PRIVATE EQUITY (SINGAPORE) PTE. LTD.Exempt Reporting Advisers · CRD # 310014 · ERA - Active
- DYNAMIC TECHNOLOGY LAB PTE LTDExempt Reporting Advisers · CRD # 163771 · ERA - Active
- DYNAMIC WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 326607 · Approved
- DYNAMISM CAPITAL LPExempt Reporting Advisers · CRD # 322447 · ERA - Active
- DYNAMO INTERNACIONAL GESTÃO DE RECURSOS LTDA.Exempt Reporting Advisers · CRD # 162122 · ERA - Active
- DYNAMO V.C. ADMINISTRADORA DE RECURSOS LTDA.Exempt Reporting Advisers · CRD # 162680 · ERA - Active
- DYNE VENTURES MANAGEMENT II LLCExempt Reporting Advisers · CRD # 340686 · ERA - Active
- DYNE VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 334897 · ERA - Active
- DYNOLABS ASSET MANAGEMENT LTDExempt Reporting Advisers · CRD # 311025 · ERA - Active