SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 175 matching (names starting with D)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- DIXON FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 107166 · Approved
- DJ WEALTH SYSTEMS, LLCRegistered Investment Advisers · CRD # 299360 · Approved
- DO VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342451 · ERA - Active
- DOLOMITE CAPITAL ADVISORS LLPExempt Reporting Advisers · CRD # 341456 · ERA - Active
- DOLPHIN ASSOCIATES III, LLCExempt Reporting Advisers · CRD # 163972 · ERA - Active
- DOMESTIQUE CAPITAL LLCRegistered Investment Advisers · CRD # 283046 · Approved
- DOMINION FIDUCIARY SERVICES (MALTA) LIMITEDExempt Reporting Advisers · CRD # 173359 · ERA - Active
- DON'T QUIT VENTURES LLCExempt Reporting Advisers · CRD # 333580 · ERA - Active
- DONALIES FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 164700 · Approved
- DORADO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 314965 · Approved
- DORATO CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 110097 · Approved
- DORM ROOM FUND MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 341745 · ERA - Active
- DOUBLEBLUE CAPITAL MANAGEMENT L.P.Exempt Reporting Advisers · CRD # 281660 · ERA - Active
- DOVER ADVISORS, LLCRegistered Investment Advisers · CRD # 320832 · Approved
- DOVER INVESTMENT ADVISORY CORPORATIONRegistered Investment Advisers · CRD # 123499 · Approved
- DOWNSHIFT FINANCIAL, LLCRegistered Investment Advisers · CRD # 314068 · Approved
- DOWNSTREAM PERENNIAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 324112 · ERA - Active
- DP COSTA LLCExempt Reporting Advisers · CRD # 339877 · ERA - Active
- DPE DEUTSCHLAND II A GMBH & CO. KG I.L.Exempt Reporting Advisers · CRD # 166573 · ERA - Active
- DPE INVESTMENT GESELLSCHAFT MBHExempt Reporting Advisers · CRD # 313751 · ERA - Active
- DPI MANAGEMENT LTDExempt Reporting Advisers · CRD # 173316 · ERA - Active
- DRACO EVOLUTION CORP.Registered Investment Advisers · CRD # 329860 · Approved
- DRAFT VENTURES LLCExempt Reporting Advisers · CRD # 305005 · ERA - Active
- DRAGON CAPITAL MANAGEMENT (HK) LIMITEDRegistered Investment Advisers · CRD # 287890 · Approved
- DRAGON LEGEND CAPITAL LIMITEDExempt Reporting Advisers · CRD # 331582 · ERA - Active
- DRC SAVILLS INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 164242 · ERA - Active
- DREAM PEAK CAPITAL LIMITEDExempt Reporting Advisers · CRD # 331912 · ERA - Active
- DRIVEN INVESTMENTS LLCRegistered Investment Advisers · CRD # 310095 · Approved
- DRIVEN, LLCExempt Reporting Advisers · CRD # 329163 · ERA - Active
- DRUCKER WEALTH 3.0, LLCRegistered Investment Advisers · CRD # 328909 · Approved
- DRUMMOND KNIGHT ASSET MANAGEMENT PTY LTDExempt Reporting Advisers · CRD # 332009 · ERA - Active
- DRYSTONE LLCRegistered Investment Advisers · CRD # 146951 · Approved
- DS ASSET MANAGEMENT CO., LTDExempt Reporting Advisers · CRD # 343213 · ERA - Active
- DS2 CAPITAL LLCRegistered Investment Advisers · CRD # 340706 · Approved
- DSP ASSET MANAGERS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 319142 · ERA - Active
- DST MANAGERS IX LIMITEDExempt Reporting Advisers · CRD # 318219 · ERA - Active
- DST MANAGERS LIMITEDExempt Reporting Advisers · CRD # 161711 · ERA - Active
- DST MANAGERS V LIMITEDExempt Reporting Advisers · CRD # 281523 · ERA - Active
- DST MANAGERS VI LIMITEDExempt Reporting Advisers · CRD # 300732 · ERA - Active
- DST MANAGERS VII LIMITEDExempt Reporting Advisers · CRD # 307663 · ERA - Active
- DST MANAGERS VIII LIMITEDExempt Reporting Advisers · CRD # 313723 · ERA - Active
- DST MANAGERS X LIMITEDExempt Reporting Advisers · CRD # 337567 · ERA - Active
- DT INVESTMENT MANAGEMENT IFSC LLPRegistered Investment Advisers · CRD # 334387 · Approved
- DUBEAU CAPITAL USA INC.Registered Investment Advisers · CRD # 119222 · Approved
- DUENDE CAPITAL PARTNERS CORPORATIONExempt Reporting Advisers · CRD # 344236 · ERA - Active
- DUKE STREET LLPExempt Reporting Advisers · CRD # 337674 · ERA - Active
- DUNAMIS ASSET MANAGEMENT HK LIMITEDExempt Reporting Advisers · CRD # 340901 · ERA - Active
- DUNAMIS ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 332149 · ERA - Active
- DUNDAS PARTNERS LLPRegistered Investment Advisers · CRD # 197522 · Approved
- DUNDEE MAESTRO MANAGEMENT, LPRegistered Investment Advisers · CRD # 329808 · Approved