Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- C WORLDWIDE ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/SRegistered Investment Advisers · CRD # 173234 · Approved
- C-BRIDGE CAPITAL INVESTMENT MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 298355 · ERA - Active
- C-STAR ISAR LTDExempt Reporting Advisers · CRD # 341529 · ERA - Active
- C.L. SHELDON & COMPANY, LLCRegistered Investment Advisers · CRD # 152582 · Approved
- C.M.BIDWELL & ASSOCIATES LTDRegistered Investment Advisers · CRD # 107449 · Approved
- C&S CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 339592 · ERA - Active
- C2 VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 333835 · ERA - Active
- C5 CAPITAL LIMITEDExempt Reporting Advisers · CRD # 297542 · ERA - Active
- CABOT SQUARE CAPITAL LLPExempt Reporting Advisers · CRD # 160101 · ERA - Active
- CABRA.CAPITAL LTD.Exempt Reporting Advisers · CRD # 333714 · ERA - Active
- CACTI ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156131 · Approved
- CADEN CAPITAL PARTNERS, LPExempt Reporting Advisers · CRD # 317442 · ERA - Active
- CADENCE HEALTHCARE VENTURES, LLCExempt Reporting Advisers · CRD # 321003 · ERA - Active
- CADMAN CAPITAL LTDExempt Reporting Advisers · CRD # 161719 · ERA - Active
- CADOGAN PARK ADVISORS INC.Registered Investment Advisers · CRD # 291546 · Approved
- CAERUS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 171716 · Approved
- CAIN INTERNATIONAL ADVISERS LIMITEDRegistered Investment Advisers · CRD # 290217 · Approved
- CAIN INTERNATIONAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 305051 · ERA - Active
- CAIRN FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 326908 · Approved
- CAIUS CAPITAL LLPRegistered Investment Advisers · CRD # 285187 · Approved
- CALCULUS INVESTMENT MANAGEMENT LLCExempt Reporting Advisers · CRD # 339057 · ERA - Active
- CALDER FINANCIAL LLCRegistered Investment Advisers · CRD # 290616 · Approved
- CALDWELL INVESTMENT MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 338327 · ERA - Active
- CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITEDRegistered Investment Advisers · CRD # 161331 · Approved
- CALIBRATE MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 318719 · ERA - Active
- CALLAHAN WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 316124 · Approved
- CALUNIUS CAPITAL LLPExempt Reporting Advisers · CRD # 161780 · ERA - Active
- CAM ALTERNATIVES GMBHExempt Reporting Advisers · CRD # 162643 · ERA - Active
- CAMAC PARTNERS, LLCRegistered Investment Advisers · CRD # 173002 · Approved
- CAMBRIAN CAPITAL LIMITED PARTNERSHIPExempt Reporting Advisers · CRD # 138552 · ERA - Active
- CAMBRIAN VC, LLCExempt Reporting Advisers · CRD # 317865 · ERA - Active
- CAMBRIDGE INNOVATION CAPITAL MANAGER LIMITEDExempt Reporting Advisers · CRD # 316698 · ERA - Active
- CAMBRIDGE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 148889 · Approved
- CAMBWICK US LLCRegistered Investment Advisers · CRD # 342452 · 120-Day Approval
- CAMCO MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 339654 · ERA - Active
- CAMDEN FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 111938 · Approved
- CAMPHORA CAPITAL INC.Exempt Reporting Advisers · CRD # 338522 · ERA - Active
- CAMPSITE HOLDINGS LLCExempt Reporting Advisers · CRD # 344395 · ERA - Active
- CAMROSE CAPITAL INVESTMENT PARTNERS LLPExempt Reporting Advisers · CRD # 333538 · ERA - Active
- CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.Registered Investment Advisers · CRD # 7449 · Approved
- CANDLESTICK ADVISING TECHNOLOGIES INC.Registered Investment Advisers · CRD # 333215 · Approved
- CANDRIAM, SOCIÉTÉ EN COMMANDITE PAR ACTIONSRegistered Investment Advisers · CRD # 173355 · Approved
- CANO, RUBEN, DARIORegistered Investment Advisers · CRD # 337523 · Approved
- CANSO INVESTMENT COUNSEL LTD.Registered Investment Advisers · CRD # 336447 · Approved
- CANSON LIMITEDExempt Reporting Advisers · CRD # 313256 · ERA - Active
- CANTLON FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 106622 · Approved
- CANVAS MANAGEMENT COMPANY, L.L.C.Exempt Reporting Advisers · CRD # 168532 · ERA - Active
- CAPE ANN ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 284056 · Approved
- CAPE CAPITAL AGExempt Reporting Advisers · CRD # 324701 · ERA - Active
- CAPELIGHT CAPITAL ASSET MANAGEMENT LPExempt Reporting Advisers · CRD # 333408 · ERA - Active