SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 520 matching (names starting with C)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- CARBON REMOVAL PARTNERS AGExempt Reporting Advisers · CRD # 338056 · ERA - Active
- CARBON SILICON MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343455 · ERA - Active
- CARDENAS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 114943 · Approved
- CARDIFF PARK ADVISORS,LLCRegistered Investment Advisers · CRD # 126752 · Approved
- CARDINAL ADVISERS LLCRegistered Investment Advisers · CRD # 284465 · Approved
- CARDINAL CAPITAL GROUP UCExempt Reporting Advisers · CRD # 171530 · ERA - Active
- CARDINAL CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 124729 · Approved
- CARDINAL POINT CAPITAL MANAGEMENT, ULCRegistered Investment Advisers · CRD # 140619 · Approved
- CARDINAL RETIREMENT PLANNING, INC.Registered Investment Advisers · CRD # 166545 · Approved
- CARE EQUITY CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 312131 · Approved
- CARLISLE MANAGEMENT COMPANY S.A.R.L.Exempt Reporting Advisers · CRD # 286131 · ERA - Active
- CARLISLE TAX CREDITS LLCRegistered Investment Advisers · CRD # 151461 · Approved
- CARLO CAPITAL LLCRegistered Investment Advisers · CRD # 331801 · Approved
- CARNE GLOBAL FUND MANAGERS (IRELAND) LIMITEDExempt Reporting Advisers · CRD # 173794 · ERA - Active
- CARNE GLOBAL FUND MANAGERS (LUXEMBOURG) S.A.Exempt Reporting Advisers · CRD # 304919 · ERA - Active
- CARNEGIE PARK CAPITAL LLCExempt Reporting Advisers · CRD # 317573 · ERA - Active
- CARNELIAN ASSET MANAGEMENT & ADVISORS PRIVATE LIMITEDRegistered Investment Advisers · CRD # 335103 · Approved
- CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLCRegistered Investment Advisers · CRD # 171534 · Approved
- CAROLINA STRATEGY, LLCRegistered Investment Advisers · CRD # 324629 · Approved
- CAROTA WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 127344 · Approved
- CARPATHIAN CAPITAL, LLCExempt Reporting Advisers · CRD # 332934 · ERA - Active
- CARPEDIEM ADVISORS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 334494 · ERA - Active
- CARRAIGHILL CAPITAL LIMITEDRegistered Investment Advisers · CRD # 290703 · Approved
- CARRHAE CAPITAL (DIFC) LIMITEDRegistered Investment Advisers · CRD # 337385 · Approved
- CARRHAE CAPITAL, LLPRegistered Investment Advisers · CRD # 161900 · Approved
- CARTA FINANCIERA SA.Registered Investment Advisers · CRD # 306723 · Approved
- CARTHAGE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 337863 · ERA - Active
- CASSIUS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 340215 · ERA - Active
- CASTIK CAPITAL SARLExempt Reporting Advisers · CRD # 309487 · ERA - Active
- CASTLE LIGHT PARTNERS LPExempt Reporting Advisers · CRD # 301246 · ERA - Active
- CASTLE RIDGE ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 309774 · Approved
- CASTLEBAR CAPITAL LLPExempt Reporting Advisers · CRD # 327829 · ERA - Active
- CASTLEFORGE PARTNERS LIMITEDExempt Reporting Advisers · CRD # 301341 · ERA - Active
- CASTLETON PARTNERS, LLCRegistered Investment Advisers · CRD # 140873 · Approved
- CATALYS PACIFIC, LLCExempt Reporting Advisers · CRD # 301379 · ERA - Active
- CATALYST CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 163348 · ERA - Active
- CATALYST FUNDS MANAGEMENT PTY LTDExempt Reporting Advisers · CRD # 316797 · ERA - Active
- CATALYST INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 298122 · Approved
- CATCHLIGHT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 319003 · Approved
- CATERER GOODMAN PARTNERS LTDRegistered Investment Advisers · CRD # 314975 · Approved
- CAURIS INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 329949 · ERA - Active
- CAUSATION VENTURES, L.L.C.Exempt Reporting Advisers · CRD # 325506 · ERA - Active
- CAUSEY PUBLIC FINANCE LLCRegistered Investment Advisers · CRD # 332123 · Approved
- CAXTON (MONACO) S.A.M.Exempt Reporting Advisers · CRD # 313868 · ERA - Active
- CAXTON (SINGAPORE) PTE LTD.Exempt Reporting Advisers · CRD # 333151 · ERA - Active
- CAXTON ASSET MANAGEMENT (DIFC) LIMITEDExempt Reporting Advisers · CRD # 333152 · ERA - Active
- CAXTON ASSOCIATES LLPRegistered Investment Advisers · CRD # 333153 · Approved
- CAYGAN CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 171482 · ERA - Active
- CBK MANAGEMENT LLCExempt Reporting Advisers · CRD # 343594 · ERA - Active
- CBPE CAPITAL LLPExempt Reporting Advisers · CRD # 160901 · ERA - Active