SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 520 matching (names starting with C)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- CAPEVIEW CAPITAL LLPRegistered Investment Advisers · CRD # 160092 · Approved
- CAPITAL 49 INVESTMENT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 340338 · ERA - Active
- CAPITAL A MANAGEMENT B.V.Exempt Reporting Advisers · CRD # 341291 · ERA - Active
- CAPITAL ACHIEVEMENTS, LLCRegistered Investment Advisers · CRD # 291108 · Approved
- CAPITAL DYNAMICS AGExempt Reporting Advisers · CRD # 160881 · ERA - Active
- CAPITAL DYNAMICS LIMITEDExempt Reporting Advisers · CRD # 161055 · ERA - Active
- CAPITAL FACTORY VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 315354 · ERA - Active
- CAPITAL FORMATION ADVISERS LLCRegistered Investment Advisers · CRD # 111815 · Approved
- CAPITAL FOUR AIFM A/SExempt Reporting Advisers · CRD # 305862 · ERA - Active
- CAPITAL FUND MANAGEMENT LLPExempt Reporting Advisers · CRD # 282279 · ERA - Active
- CAPITAL FUND MANAGEMENT S.A.Registered Investment Advisers · CRD # 125780 · Approved
- CAPITAL GENERATION PARTNERS LLPRegistered Investment Advisers · CRD # 281808 · Approved
- CAPITAL IP INVESTMENT PARTNERS LPRegistered Investment Advisers · CRD # 326733 · Approved
- CAPITAL K, LLCExempt Reporting Advisers · CRD # 330562 · ERA - Active
- CAPITAL MARKET SECURITIES, INC.Exempt Reporting Advisers · CRD # 319344 · ERA - Active
- CAPITAL MARKETS IQ, LLCRegistered Investment Advisers · CRD # 134921 · Approved
- CAPITAL RETURNS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 163104 · ERA - Active
- CAPITAL SQUARE PARTNERS MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 324706 · ERA - Active
- CAPITAL TODAY CHINA GROWTH MANAGEMENT II LIMITEDExempt Reporting Advisers · CRD # 283436 · ERA - Active
- CAPITAL TODAY RIVER MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 300303 · ERA - Active
- CAPITAL VIEW WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 126653 · Approved
- CAPITAL Z ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162210 · Approved
- CAPITAL Z INVESTMENT PARTNERS (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 159847 · ERA - Active
- CAPITALIA (SUISSE)Registered Investment Advisers · CRD # 164222 · Approved
- CAPITALWORKS ADVISORS LLPExempt Reporting Advisers · CRD # 299057 · ERA - Active
- CAPITALWORKS MANAGEMENT (GUERNSEY) LIMITEDExempt Reporting Advisers · CRD # 319165 · ERA - Active
- CAPITALWORKS PRIVATE EQUITY ADVISOR LIMITEDExempt Reporting Advisers · CRD # 168804 · ERA - Active
- CAPITALWORKS PRIVATE EQUITY ADVISOR PROPRIETARY LIMITEDExempt Reporting Advisers · CRD # 298759 · ERA - Active
- CAPITALX, LLCExempt Reporting Advisers · CRD # 310537 · ERA - Active
- CAPITON AGExempt Reporting Advisers · CRD # 161091 · ERA - Active
- CAPMAN ABExempt Reporting Advisers · CRD # 319307 · ERA - Active
- CAPMAN CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 162127 · ERA - Active
- CAPMAN INFRA MANAGEMENT OYExempt Reporting Advisers · CRD # 319306 · ERA - Active
- CAPMAN REAL ESTATE LTDExempt Reporting Advisers · CRD # 319305 · ERA - Active
- CAPRICE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 307048 · Approved
- CAPRICORN FUND MANAGERS LIMITEDExempt Reporting Advisers · CRD # 323709 · ERA - Active
- CAPRIOLE INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 337409 · ERA - Active
- CAPSIGMA INVESTMENT PARTNERS LTDARegistered Investment Advisers · CRD # 336478 · Approved
- CAPSQUARE ASIA PARTNERS PTE. LTD.Exempt Reporting Advisers · CRD # 325912 · ERA - Active
- CAPULA INVESTMENT JAPAN LIMITEDExempt Reporting Advisers · CRD # 163365 · ERA - Active
- CAPULA INVESTMENT MANAGEMENT (ME) LIMITEDExempt Reporting Advisers · CRD # 341256 · ERA - Active
- CAPULA INVESTMENT MANAGEMENT ASIA LIMITEDExempt Reporting Advisers · CRD # 164564 · ERA - Active
- CAPULA INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 163364 · ERA - Active
- CAPULA INVESTMENT MANAGEMENT SINGAPORE PTE.LTD.Exempt Reporting Advisers · CRD # 312483 · ERA - Active
- CAPULA INVESTMENT MANAGEMENT SWITZERLAND SARLExempt Reporting Advisers · CRD # 338211 · ERA - Active
- CAPULA MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 163729 · ERA - Active
- CAPVEST PARTNERS LLPExempt Reporting Advisers · CRD # 161967 · ERA - Active
- CAPVIS AG, FORMERLY CAPVIS EQUITY PARTNERS AGExempt Reporting Advisers · CRD # 310701 · ERA - Active
- CAPVISOR ASSOCIATES, LLCRegistered Investment Advisers · CRD # 289154 · Approved
- CARBON INFRASTRUCTURE PARTNERS CORP.Exempt Reporting Advisers · CRD # 159707 · ERA - Active