Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ARETE WEALTH STRATEGISTS, LLCRegistered Investment Advisers · CRD # 167297 · Approved
- ARGO CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 306153 · ERA - Active
- ARGO MANAGEMENT AND RESEARCH COMPANY, LLCRegistered Investment Advisers · CRD # 339043 · Approved
- ARGOS WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 144481 · Approved
- ARGOS WITYU PARTNERS SAExempt Reporting Advisers · CRD # 160522 · ERA - Active
- ARGUS EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 306518 · Approved
- ARGYLE CAPITAL PARTNERS PTY LTDExempt Reporting Advisers · CRD # 318831 · ERA - Active
- ARGYLE STREET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 158069 · ERA - Active
- ARIA PRIVATE CLIENTS LIMITEDExempt Reporting Advisers · CRD # 338467 · ERA - Active
- ARIAKE CAPITAL INC.Exempt Reporting Advisers · CRD # 343920 · ERA - Active
- ARINI CAPITAL MANAGEMENT (ME) LIMITEDExempt Reporting Advisers · CRD # 339289 · ERA - Active
- ARINI CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 331241 · Approved
- ARIOSE CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 283578 · ERA - Active
- ARISAIG PARTNERS (ASIA) PTE LTDExempt Reporting Advisers · CRD # 162362 · ERA - Active
- ARK IMPACT ASSET MANAGEMENT INC.Exempt Reporting Advisers · CRD # 343096 · ERA - Active
- ARKA CAPITAL A.M. LTDRegistered Investment Advisers · CRD # 339997 · Approved
- ARKENSTONE LLPExempt Reporting Advisers · CRD # 307061 · ERA - Active
- ARKKAN CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 170968 · ERA - Active
- ARLEN HOUSE MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 338784 · ERA - Active
- ARM FINANCIAL LLCRegistered Investment Advisers · CRD # 144340 · Approved
- ARMADA CAPITAL LLCRegistered Investment Advisers · CRD # 307382 · Approved
- ARMATUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284800 · Approved
- ARMEN SASExempt Reporting Advisers · CRD # 327264 · ERA - Active
- ARMIRA BETEILIGUNGEN GMBH & CO., KGExempt Reporting Advisers · CRD # 331451 · ERA - Active
- ARNIE ADVISORS LLCRegistered Investment Advisers · CRD # 307049 · Approved
- AROHI ASSET MANAGEMENT PTE LTD.Registered Investment Advisers · CRD # 160798 · Approved
- ARQOS CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 340446 · ERA - Active
- ARROW CAPITAL PTY LTDRegistered Investment Advisers · CRD # 317731 · Approved
- ARROW WEALTH ADVISORY LLCRegistered Investment Advisers · CRD # 296890 · Approved
- ARROWGRASS CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 154329 · ERA - Active
- ARROWPOINT INVESTMENT PARTNERS (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 331922 · ERA - Active
- ARROWPOINT INVESTMENT PARTNERS (SINGAPORE) PTE. LTD.Exempt Reporting Advisers · CRD # 331921 · ERA - Active
- ARTEMIS ADVISORY PARTNERS LTDExempt Reporting Advisers · CRD # 332556 · ERA - Active
- ARTEMIS GROWTH PARTNERS, LLCExempt Reporting Advisers · CRD # 307251 · ERA - Active
- ARTHAM PARTNERS LLPExempt Reporting Advisers · CRD # 338667 · ERA - Active
- ARTHEDGE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 151181 · Approved
- ARTHSCIENCE CAPITAL MANAGEMENT PRIVATE LIMITEDRegistered Investment Advisers · CRD # 338159 · Approved
- ARTIENCE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150762 · Approved
- ARTISAN PARTNERS UK LLPRegistered Investment Advisers · CRD # 152711 · Approved
- ARTNEY LIMITEDExempt Reporting Advisers · CRD # 316542 · ERA - Active
- ARYA VENTURES VC, LLCExempt Reporting Advisers · CRD # 339185 · ERA - Active
- AS AVARON ASSET MANAGEMENTRegistered Investment Advisers · CRD # 282350 · Approved
- AS PLURAL ESTONIAExempt Reporting Advisers · CRD # 339695 · ERA - Active
- AS TRIGON ASSET MANAGEMENTRegistered Investment Advisers · CRD # 286092 · Approved
- ASCENDENT CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 162710 · ERA - Active
- ASCENT CAPITAL ADVISORS INDIA PRIVATE LIMITEDExempt Reporting Advisers · CRD # 161583 · ERA - Active
- ASCENT FUNDS MANAGEMENT LLCExempt Reporting Advisers · CRD # 327567 · ERA - Active
- ASCENT VENTURE MANAGEMENT, INCExempt Reporting Advisers · CRD # 162108 · ERA - Active
- ASCENTA CAPITAL MANAGEMENT CO., L.P.Exempt Reporting Advisers · CRD # 327650 · ERA - Active
- ASCERTIS CAPITAL PTE. LIMITEDExempt Reporting Advisers · CRD # 333880 · ERA - Active