SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 351–400 of 574 matching (names starting with A)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- APPIAN CAPITAL ADVISORY LIMITEDExempt Reporting Advisers · CRD # 337802 · ERA - Active
- APPIAN CAPITAL ADVISORY LLPExempt Reporting Advisers · CRD # 169511 · ERA - Active
- APPLIED CAPITAL LLCRegistered Investment Advisers · CRD # 128996 · Approved
- APPROACH CAPITAL LLCRegistered Investment Advisers · CRD # 291807 · Approved
- APRICITY FINANCIAL, LLCRegistered Investment Advisers · CRD # 330201 · Approved
- APS ASSET MANAGEMENT PTE LTDRegistered Investment Advisers · CRD # 109189 · Approved
- APSE CAPITAL LLPExempt Reporting Advisers · CRD # 338804 · ERA - Active
- APT WEALTH USA PTY LTDRegistered Investment Advisers · CRD # 342273 · Approved
- APTIOR CAPITAL LLPExempt Reporting Advisers · CRD # 290621 · ERA - Active
- APTUS FINANCIAL LLCRegistered Investment Advisers · CRD # 280033 · Approved
- AQUA ADVISORS LLCRegistered Investment Advisers · CRD # 285399 · Approved
- AQUA LAKE CAPITAL LIMITEDExempt Reporting Advisers · CRD # 343276 · ERA - Active
- AQUA-SPARK MANAGEMENT B.V.Exempt Reporting Advisers · CRD # 170168 · ERA - Active
- AQUAE CAPITAL LLCExempt Reporting Advisers · CRD # 321978 · ERA - Active
- AQUAMARINE FINANCIAL (CAYMAN) LTDRegistered Investment Advisers · CRD # 335337 · Approved
- AQUAMARINE ZURICH AGExempt Reporting Advisers · CRD # 323809 · ERA - Active
- AR CAPITALExempt Reporting Advisers · CRD # 329598 · ERA - Active
- ARAGUAIA CAPITAL PARTNERS CONSULTORIA DE INVESTIMENTOS LTDA.Exempt Reporting Advisers · CRD # 169849 · ERA - Active
- ARAVALI ASSET MANAGEMENT PTE LTDExempt Reporting Advisers · CRD # 313273 · ERA - Active
- ARBION LIMITEDRegistered Investment Advisers · CRD # 155663 · Approved
- ARBOR SELECT GROWTH VENTURES, LLCExempt Reporting Advisers · CRD # 325645 · ERA - Active
- ARBOR VENTURES, LTD.Exempt Reporting Advisers · CRD # 288856 · ERA - Active
- ARBUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148709 · Approved
- ARC FINANCIAL CORPExempt Reporting Advisers · CRD # 162336 · ERA - Active
- ARCADIA GAMING ADVISORS LLPExempt Reporting Advisers · CRD # 338747 · ERA - Active
- ARCADIUS CAPITAL PARTNERS INC.Registered Investment Advisers · CRD # 173645 · Approved
- ARCANO CAPITAL ADVISORS, S.L.Exempt Reporting Advisers · CRD # 162998 · ERA - Active
- ARCH CAPITAL MANAGEMENT CO. LIMITEDExempt Reporting Advisers · CRD # 160945 · ERA - Active
- ARCHER CAPITAL GROWTH FUNDS PTY LTDExempt Reporting Advisers · CRD # 162932 · ERA - Active
- ARCHER CAPITAL PTY LTDExempt Reporting Advisers · CRD # 162989 · ERA - Active
- ARCHER INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146852 · Approved
- ARCHIMED SASExempt Reporting Advisers · CRD # 290024 · ERA - Active
- ARCHIMEDE VENTURE CAPITAL, LLCExempt Reporting Advisers · CRD # 343313 · ERA - Active
- ARCHIV CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 342658 · 120-Day Approval
- ARCHON PARTNERS LLCRegistered Investment Advisers · CRD # 155756 · Approved
- ARCHWAY PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 288578 · Approved
- ARCIS CAPITAL LIMITEDExempt Reporting Advisers · CRD # 169665 · ERA - Active
- ARCMONT ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 306949 · ERA - Active
- ARCTERN GLOBAL INC.Exempt Reporting Advisers · CRD # 323007 · ERA - Active
- ARCTOS CAPITAL PARTNERS AGRegistered Investment Advisers · CRD # 342745 · Approved
- ARCUS EUROPEAN INVESTMENT MANAGER LLPExempt Reporting Advisers · CRD # 328589 · ERA - Active
- ARCUS INVESTMENT LIMITEDExempt Reporting Advisers · CRD # 162196 · ERA - Active
- ARCUS SOUTH EAST ASIA SDN. BHD.Exempt Reporting Advisers · CRD # 320764 · ERA - Active
- ARDABELLE CAPITALExempt Reporting Advisers · CRD # 340687 · ERA - Active
- ARDEA INVESTMENT MANAGEMENT PTY LIMITEDRegistered Investment Advisers · CRD # 312601 · Approved
- ARDENWOOD ADVISORS, LLCRegistered Investment Advisers · CRD # 337412 · Approved
- ARDIAN FRANCEExempt Reporting Advisers · CRD # 161887 · ERA - Active
- ARDIAN INVESTMENT UK LIMITEDExempt Reporting Advisers · CRD # 161225 · ERA - Active
- AREIM ABExempt Reporting Advisers · CRD # 335284 · ERA - Active
- ARES SYSTEMATIC CREDIT LIMITEDRegistered Investment Advisers · CRD # 307090 · Approved