SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 201–250 of 574 matching (names starting with A)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- ALIVE VENTURES LLCExempt Reporting Advisers · CRD # 293132 · ERA - Active
- ALJZ CONSULTING, LLCRegistered Investment Advisers · CRD # 332823 · Approved
- ALKEMI GROWTH CAPITAL LLPExempt Reporting Advisers · CRD # 305456 · ERA - Active
- ALKEN ASSET MANAGEMENT LTDRegistered Investment Advisers · CRD # 329119 · Approved
- ALL SEAS CAPITAL PARTNERS LTDExempt Reporting Advisers · CRD # 316487 · ERA - Active
- ALL VENTURE PARTNERS SCExempt Reporting Advisers · CRD # 334059 · ERA - Active
- ALL-STARS INVESTMENT LIMITEDExempt Reporting Advisers · CRD # 292840 · ERA - Active
- ALLARD PARTNERS LIMITEDRegistered Investment Advisers · CRD # 138933 · Approved
- ALLEGRO FUNDS PTY LTDExempt Reporting Advisers · CRD # 290709 · ERA - Active
- ALLIANZ CAPITAL PARTNERS GMBHExempt Reporting Advisers · CRD # 338726 · ERA - Active
- ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITEDRegistered Investment Advisers · CRD # 289358 · Approved
- ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 324043 · Approved
- ALLSPRING GLOBAL INVESTMENTS (UK) LIMITEDRegistered Investment Advisers · CRD # 132377 · Approved
- ALLUMIA VENTURES MANAGEMENT, LPExempt Reporting Advisers · CRD # 335102 · ERA - Active
- ALLUVIAL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169638 · Approved
- ALLVET FINANCIAL LLCRegistered Investment Advisers · CRD # 336247 · Approved
- ALMA CAPITAL LONDON LIMITEDExempt Reporting Advisers · CRD # 332579 · ERA - Active
- ALOTHON GROUP LLCExempt Reporting Advisers · CRD # 161817 · ERA - Active
- ALPEN PARTNERS INTERNATIONAL AGRegistered Investment Advisers · CRD # 291759 · Approved
- ALPENGLOBAL CAPITAL, LLCRegistered Investment Advisers · CRD # 140186 · Approved
- ALPHA ASCENT VENTURES LLCExempt Reporting Advisers · CRD # 292578 · ERA - Active
- ALPHA BLUE CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 328350 · Approved
- ALPHA INNOVATIONS LTD.Registered Investment Advisers · CRD # 300529 · Approved
- ALPHA JWC MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 318580 · ERA - Active
- ALPHA JWC VENTURES PTE. LTD.Exempt Reporting Advisers · CRD # 318303 · ERA - Active
- ALPHA OMEGA FINANCIAL ADVISORY, INC.Registered Investment Advisers · CRD # 314289 · Approved
- ALPHA PRIVATE EQUITY FUNDS MANAGEMENT COMPANYExempt Reporting Advisers · CRD # 284478 · ERA - Active
- ALPHA QUEST PTE. LTD.Exempt Reporting Advisers · CRD # 332458 · ERA - Active
- ALPHA VEE ADVISORS LLCRegistered Investment Advisers · CRD # 329205 · Approved
- ALPHA-LAB ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 327388 · Approved
- ALPHAAI CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 316128 · Approved
- ALPHACAT MANAGERS LTD.Exempt Reporting Advisers · CRD # 165909 · ERA - Active
- ALPHACHI LIMITEDExempt Reporting Advisers · CRD # 333182 · ERA - Active
- ALPHAGREP UK LIMITEDExempt Reporting Advisers · CRD # 330905 · ERA - Active
- ALPHAHILL CAPITAL LIMITEDExempt Reporting Advisers · CRD # 328922 · ERA - Active
- ALPHALEDGER INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 337461 · ERA - Active
- ALPHEMY CAPITAL SAExempt Reporting Advisers · CRD # 329116 · ERA - Active
- ALPHI CAPITAL LPExempt Reporting Advisers · CRD # 335349 · ERA - Active
- ALPINE ADVISORY PARTNERS, LLCRegistered Investment Advisers · CRD # 342998 · 120-Day Approval
- ALPINE INVESTMENT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 323490 · ERA - Active
- ALPINE SPACE VENTURES MANAGEMENT GMBHExempt Reporting Advisers · CRD # 325472 · ERA - Active
- ALPINVEST PARTNERS B.V.Registered Investment Advisers · CRD # 159215 · Approved
- ALTA GROWTH CAPITAL, S.C.Exempt Reporting Advisers · CRD # 162484 · ERA - Active
- ALTA SEMPER CAPITAL LLPExempt Reporting Advisers · CRD # 309826 · ERA - Active
- ALTA VENTURES MEXICO, S.C.Exempt Reporting Advisers · CRD # 162944 · ERA - Active
- ALTAI CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 151638 · Approved
- ALTAIR INDUSTRIES LLCExempt Reporting Advisers · CRD # 340124 · ERA - Active
- ALTAMAR PRIVATE EQUITY SGIIC SAUExempt Reporting Advisers · CRD # 317899 · ERA - Active
- ALTAR ROCK LLCRegistered Investment Advisers · CRD # 326868 · Approved
- ALTARIUS ASSET MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 305722 · ERA - Active